Johann Friedrich Herbart

Johann Friedrich Herbart

Johann Friedrich Herbart (May 4, 1776 - August 11, 1841) was a German philosopher, psychologist, and founder of pedagogy as an academic discipline. His work found little favor during his lifetime, but after his death it had profound influence on teaching practices. His theory of education, which brought ideas from both psychology and metaphysics into the study of learning, was dominant from the late nineteenth century until the progressive ideas of John Dewey and others in the twentieth century took over.

Herbart is now remembered amongst the post-Kantian philosophers mostly as making the greatest contrast to Hegel; this in particular in relation to aesthetics.

Life

Johann Friedrich Herbart was born on May 4, 1776 in Oldenburg, North Germany. His father was the state councilor for Oldenburg. Young Herbart studyed under Fichte at the University of Jena from 1794 to 1797, where he also encountered Friedrich von Schiller. Although Herbart distanced himself from the "scientific theory" of his teacher, he remained true to the rigorous style of thinking he learned from Fichte (Hilgenheger 1993).

His first work was as a tutor in Switzerland, where he met Johann Pestalozzi and visited his school at Burgdorf. He then taught philosophy and pedagogy at the University of Göttingen until 1809. During this time he published his educational theories, including Allgemeine Pädagogik (General Pedagogics) his major educational work, in 1806. He also published a number of philosophical treatises, including his Allgemeine Praktische Philosophie (General Practical Philosophy) in 1808.

In 1809 Herbart accepted the chair of philosophy formerly held by Kant at the University of Königsberg. There he also established an experimental pedagogical institute. He married Mary Drake, an English girl.

At Königsberg he wrote prolifically, including texts on psychology such as Psychologie als Wissenschaft (Psychology as a Science) (1824-1825), as well as metaphysics including Allgemeine Metaphysik (General Metaphysics) (1828-1829). His work had taken a liberal turn whereas Prussia was becoming more reactionary.

In 1833 Herbart returned once more to Göttingen, and remained there as professor of philosophy, continuing to publish until his death.

Herbart died on August 11, 1841 in Göttingen.

Work

Education

Herbart’s pedagogy emphasized the connection between individual development and the resulting societal contribution. In Platonic tradition, Herbart espoused that only by becoming productive citizens could people fulfill their true purpose: “He believed that every child is born with a unique potential, his Individuality, but that this potential remained unfulfilled until it was analysed and transformed by education in accordance with what he regarded as the accumulated values of civilization” (Blyth p. 70). Only formalized, rigorous education could, he believed, provide the framework for moral and intellectual development. The five key ideas which composed his concept of individual maturation were Inner Freedom, Perfection, Benevolence, Justice, and Equity or Recompense (Blyth 72).

According to Herbart, abilities were not innate but could be instilled, so a thorough education could provide the framework for moral and intellectual development. In order to develop an educational paradigm that would provide an intellectual base that would lead to a consciousness of social responsibility, Herbart advocated that teachers utilize a methodology with five formal steps: “Using this structure a teacher prepared a topic of interest to the children, presented that topic, and questioned them inductively, so that they reached new knowledge based on what they had already known, looked back, and deductively summed up the lesson’s achievements, then related them to moral precepts for daily living” (Miller 114).

In order to appeal to learners’ interests, Herbart advocated using literature and historical stories instead of the drier basal readers that were popular at the time. Whereas the moralistic tales in many of the primers and readers of the period were predictable and allegorical, Herbart felt that children would appreciate the psychological and literary nuances of the masterpieces of the canon (Smith 111).

A contemporary of Fröbel, Johann Friedrich Herbart, had a very different approach to education. Based on his views of philosophy, which were based on a philosophical realism, and psychology, that all mental phenomena result from the interaction of elementary ideas, Herbart believed that a science of education was possible. Herbart's work and his belief that a science of education was possible led to the establishment and acceptance of pedagogy as an academic discipline studied on the university level.

In his work Universal Pedagogy (1906), Herbart advocated five formal steps in teaching, which were translated into a practical teaching methodology:

1. preparation – relating new material to be learned to relevant existing ideas (memories) to stimulate the student's interest (prepare students to be ready for the new lesson)
2. presentation – presenting new material in the form of actual experience of concrete objects (present the new lesson)
3. association – comparison of the new idea with existing ideas to find similarities and differences and thus implant the new idea in the mind of the student (associate the new lesson with ideas studied earlier)
4. generalization – procedures designed to take learning beyond perception and experience of the concrete into the realm of abstract concepts (use examples to illustrate the lesson's major points)
5. application – using the newly acquired knowledge so that it becomes an integral part of the life of the student (test students to ensure they learned the new lesson).

Herbart's ideas were widely adopted in Germany and also the United States, translated into the simple five-step teaching method that became the basic pedagogical practice in the nineteenth century. By the twentieth century, however, the steps had become mechanical and Herbart's underlying ideas on ethics, psychology, and aesthetics had been forgotten. In their place, new pedagogical theories, such as those of John Dewey in the United States, which freed the child from what had become a controlled learning environment, grew in popularity.

Although his teaching methodology was overtaken by new ideas, Herbart's institution of pedagogy as an academic field has remained. The idea of a science of education, including psychology as a source of information about the nature of the learner as well as the learning process, has continued to advance teaching methods.

Though he died in 1841, his pedagogy enjoyed a renaissance of sorts in the mid- nineteenth century; while Germany was its intellectual center, it “found a ready echo in those countries such as the United Kingdom, France, and the United States in which the development of Individuality into Character appeared particularly well attuned to the prevailing economic, political and social circumstances” (Blyth 77). The combination of individual potentiality and civic responsibility seemed to reflect democratic ideals.

Though the emphasis on character building through literary appreciation diminished somewhat after the movement toward utilitarianism following World War I, Herbart’s pedagogy continues to influence the field by raising important questions about the role of critical thinking, and literary appreciation in education.

Philosophy

Philosophy, according to Herbart, begins with reflection upon our empirical conceptions, and consists in the reformation and elaboration of these, its three primary divisions being determined by as many distinct forms of elaboration. Logic, which stands first, has to render our conceptions and the judgments and reasonings arising from them clear and distinct. But some conceptions are such that the more distinct they are made the more contradictory their elements become; so to change and supplement these as to make them at length thinkable is the problem of the second part of philosophy, or metaphysics. There is still a class of conceptions requiring more than a logical treatment, but differing from the last in not involving latent contradictions, and in being independent of the reality of their objects, the conceptions that embody our judgments of approval and disapproval; the philosophic treatment of these conceptions falls to Aesthetic.

Metaphysics

As a metaphysician he starts from what he terms the higher scepticism of the Hume-Kantian sphere of thought, the beginnings of which he discerns in Locke's perplexity about the idea of substance. The validity of even the forms of experience is called in question on account of the contradictions they are found to involve. And yet that these forms are given to us, as truly as sensations are, follows beyond doubt when we consider that we are as little able to control the one as the other. To attempt at this stage a psychological inquiry into the origin of these conceptions would be doubly a mistake; for we should have to use these unlegitimated conceptions in the course of it, and the task of clearing up their contradictions would still remain, whether we succeeded in our enquiry or not.

But how are we to set about this task? We have given to us a conception A uniting among its constituent marks two that prove to be contradictory, say M and N; and we can neither deny the unity nor reject one of the contradictory members. For to do either is forbidden by experience; and yet to do nothing is forbidden by logic. We are thus driven to the assumption that the conception is contradictory because incomplete; but how are we to supplement it? What we have must point the way to what we want, or our procedure will be arbitrary. Experience asserts that M is the same (i.e. a mark of the same concept) as N, while logic denies it; and so it being impossible for one and the same M to sustain these contradictory positions there is but one way open to us; we must posit several Ms. But even now we cannot say one of these Ms is the same as N, another is not; for every M must be both thinkable and valid. We may, however, take the Ms not singly but together; and again, no other course being open to us, this is what we must do; we must assume that N results from a combination of Ms. This is Herbart's method of relations, the counterpart in his system of the Hegelian dialectic.

In the Ontology this method is employed to determine what in reality corresponds to the empirical conceptions of substance and cause, or rather of inherence and change. But first we must analyse this notion of reality itself, to which our scepticism had already led us, for, though we could doubt whether the given is what it appears, we cannot doubt that it is something; the conception of the real thus consists of the two conceptions of being and quality. That which we are compelled to posit, which cannot be sublated, is that which is, and in the recognition of this lies the simple conception of being. But when is a thing thus posited? When it is posited as we usually posit the things we see and taste and handle. If we were without sensations, i.e. were never bound against our will to endure the persistence of a presentation, we should never know what being is.

Keeping fast hold of this idea of absolute position, Herbart leads us next to the quality of the real:

1. This must exclude everything negative; for non-A sublates instead of positing, and is not absolute, but relative to A.
2. The real must be absolutely simple; for if it contain two determinations, A and B, then either these are reducible to one, which is the true quality, or they are not, when each is conditioned by the other and their position is no longer absolute.
3. All quantitative conceptions are excluded, for quantity implies parts, and these are incompatible with simplicity.
4. But there may be a plurality of reals, albeit the mere conception of being can tell us nothing as to this.

The doctrine here developed is the first cardinal point of Herbart's system, and has obtained for it the name of pluralistic realism.

The contradictions he finds in the common-sense conception of inherence, or of a thing with several attributes, will now become obvious. Take some thing, say A, having n attributes, a, b, c ...: we are forced to posit each of these because each is presented in intuition. But in conceiving A we make, not n positions, still less n+f positions, but one position simply; for common sense removes the absolute position from its original source, sensation. So when we ask, What is the one posited? we are told the possessor of a, b, c or in other words, their seat or substance. But if so, then A, as a real, being simple, must be equal to a; similarly it must be b; and so on.

Now this would be possible if a, b, c ... were only contingent aspects of A, as e.g. √64, 4+3+1 are contingent aspects of 8. Such, of course, is not the case, and so we have as many contradictions as there are attributes; for we must say A is a, is not a, is b, is not b, &c. There must then, according to the method of relations, be several As. But now what relation can there be among these several As, which will restore to us the unity of our original A or substance? There is just one; we must assume that the first A of every series is identical, just as the centre is the same point in every radius.

By way of concrete illustration Herbart instances the common observation that the properties of things exist only under external conditions. Bodies, we say, are coloured, but color is nothing without light, and nothing without eyes. They sound, but only in a vibrating medium, and for healthy ears. Colour and tone present the appearance of inherence, but on looking closer we find they are not really immanent in things but rather presuppose a communion among several. The result then is briefly thus: In place of the one absolute position, which in some unthinkable way the common understanding substitutes for the absolute positions of the n attributes, we have really a series of two or more positions for each attribute, every series, however, beginning with the same (as it were, central) real (hence the unity of substance in a group of attributes), but each being continued by different reals (hence the plurality and difference of attributes in unity of substance). Where there is the appearance of inherence, therefore, there is always a plurality of reals; no such correlative to substance as attribute or accident can be admitted at all. Substantiality is impossible without causality, and to this as its true correlative we now turn.

The common-sense conception of change involves at bottom the same contradiction of opposing qualities in one real. The same A that was a, b, c ... becomes a, b, d ...; and this, which experience thrusts upon us, proves on reflection unthinkable. The metaphysical supplementing is also fundamentally as before. Since c depended on a series of reals A,+A3+A, ... in connection with A, and d may be said similarly to depend on a series A4+A4+A4 ..., then the change from c to d means, not that the central real A or any real has changed, but that A is now in connection with A4, etc., and no longer in connection with A3, etc.

But to think a number of reals in connection (Zusammensetz) will not suffice as an explanation of phenomena; something or other must happen when they are in connection; what is it? The answer to this question is the second hinge-point of Herbart's theoretical philosophy.

What actually happens as distinct from all that seems to happen, when two reals A and B are together is that, assuming them to differ in quality, they tend to disturb each other to the extent of that difference, at the same time that each preserves itself intact by resisting, as it were, the others disturbance. And so by coining into connection with different reals the self-preservations of A will vary accordingly, A remaining the same through all; just as, by way of illustration, hydrogen remains the same in water and in ammonia, or as the same line may be now a normal and now a tangent. But to indicate this opposition in the qualities of the reals A+B, we must substitute for these symbols others, which, though only contingent aspects of A and B, i.e. representing their relations, not themselves, yet like similar devices in mathematics enable thought to advance.

Having thus determined what really is and what actually happens, our philosopher proceeds next to explain synthetically the objective semblance (der objective Schein) that results from these. But if this construction is to be truly objective, i.e. valid for all intelligences, ontology must furnish us with a clue. This we have in the forms of Space, Time and Motion which are involved whenever we think the reals as being in, or coming into, connection and the opposite. These forms then cannot be merely the products of our psychological mechanism, though they may turn out to coincide with these. Meanwhile let us call them intelligible, as being valid for all who comprehend the rot! and actual by thought, although no such forms are predicable of the real and actual themselves.

The elementary spatial relation Herbart conceives to be the contiguity (Aneinander) of two points, so that every pure and independent line is discrete. But an investigation of dependent lines which are often incommensurable forces us to adopt the contradictory fiction of partially overlapping, i.e. divisible points, or in other words, the conception of Continuity. But the contradiction here is one we cannot eliminate by the method of relations, because it does not involve anything real; and in fact as a necessary outcome of an intelligible form, the fiction of continuity is valid for the objective semblance. By its help we are enabled to comprehend what actually happens among reals to produce the appearance of water. When three or more reals are together, each disturbance and self-preservation will (in general) be imperfect, i.e. of less intensity than when only two reals are together. But objective semblance corresponds with reality; the spatial or external relations of the reals in this case must, therefore, tally with their inner or actual states. Had the self-preservations been perfect, the coincidence in space would have been complete, and the group of reals would have been inextended; or had the several reals been simply contiguous, i.e. without connection, then, as nothing.

Herbart gave the name synechology to this branch of metaphysics, instead of the usual one, cosmology.

Aesthetics and ethics

Aesthetics elaborates the ideas involved in the expression called forth by those relations of object which acquire for them attribution of beauty or the reverse. The beautiful is to be carefully distinguished from the allied conceptions of the useful or the pleasant, which vary with time, place and person; whereas beauty is predicated absolutely and involuntarily by all who have attained the right standpoint. Ethics, which is but one branch of aesthetics, although the chief, deals with such relations among volitions (Willensverhältnisse) as thus unconditionally please or displease. These relations Herbart finds to be reducible to five, which do admit of further simplification; and corresponding to them are as my moral ideas (Musterbegriffe), as follows:

1. Internal Freedom, the underlying relation being that of the individual's will to his judgment of it
2. Perfection, the relation being that of his several volitions each other in respect of intensity, variety and concentration
3. Benevolence, the relation being that between his own will and the thought of another's
4. Right, in case of actual conflict with other
5. Retribution or Equity, for intended good or evil

The ideas of a final society, a system of rewards and punishments, a system of administration, a system of culture and an animated society, corresponding to the ideas of law, equity, benevolence, perfection and internal freedom respectively, result when we take account of a number of individuals. Virtue is the perfect conformity of the will with the moral ideas; of this the single virtues are but special expressions. The conception of duty arises from the existence of hindrances to the attainment of virtue. A general scheme of principles of conduct is possible, but the sublimation of special cases under these must remain matter of fact. The application of ethics to things as they are with a view to the realization of the moral ideas is moral technology (Tugendlehre), which the chief divisions are Paedagogy and Politics.

Logic

In Herbart's writings logic receives comparatively meager notice; he insisted strongly on its purely formal character, and expressed himself in the main at one with Kantians such as Fries and Krug.

Theology

In theology Herbart held the argument from design to be as valid of divine activity as for human, and to justify the belief in a supersensible real, concerning which, however, exact knowledge is neither tenable nor on practical grounds desirable.

Legacy

Herbart's works were collected and published by his disciple G. Hartenstein (Leipzig, 1850-1852; reprinted at Hamburg, with supplementary volume, 1883-1893); another edition by K. Kehrbach (Leipzig, 1882, and Langensalza, 1887).

There is a life of Herbart in Hartenstein's introduction to his Kleinere philosophische Schriften und Abhandlungen (1842-1843) and by FHT Allihn in Zeitschrift für exacte Philosophie (Leipzig, 1861), the organ of Herbart and his school, which ceased to appear in 1873. In America the National Society for the Scientific Study of Education was originally founded as the National Herbart Society.

Major works

• Allgemeine Pädagogik. [1806, 1894]. 1999. Thoemmes Press. ISBN 1855062879
• Hauptpunkte der Metaphysik. 1808.
• Allgemeine praktische Philosophie. 1808.
• Lehrbuch zur Einleitung in die Philosophie. [1813] 1883.
• Lehrbuch der Psychologie [1816, 1887] 2003. Würzburg. ISBN 382602480X
• Psychologie als Wissenschaft. 1824-1825.
• Allgemeine Metaphysik. 1828-1829.
• Encyklopädie der Philosophie. 2nd ed. 1841.
• Umriss pädagogischer Vorlesungen. 2nd ed. 1841.
• Psychologische Untersuchungen. 1839-1840.
• Lehren und Leben [2nd. ed. 1907, Otto Flügel (ed).] 2002. Adamant Media Corporation. ISBN 0543691497

Some of his works have been translated into English under the following titles:

• Textbook in Psychology. 1891. M. K. Smith (trans.).
• The Science of Education and the Aesthetic Revelation of the World. 1892. H. M. and E. Felkinand (trans.).
• Letters and Lectures on Education. 1898. H. M. and E. Felkin (trans.).
• ABC of Sense Perception. 1896. W. J. Eckhoff (trans.).
• Application of Psychology to the Science of Education. 1898. B. C. Mulliner (trans.).
• Outlines of Educational Doctrine. [1901] 2007. A. F. Lange (trans.). Spaight Press. ISBN 1406743240
• A Study in Pedagogics. [1911] 2008. A. M. Williams (trans.). Kessinger Publishing. ISBN 978-1436502542

References

ISBN links support NWE through referral fees

• Blyth, A. 1981. From individuality to character: The Herbartian sociology applied to education. British Journal of Educational Studies 29(1): pp. 69-79.
• Miller, E. J. 2003. Teaching methods, the Herbartian revolution and Douglas Clay Ridgley at Illinois State Normal University. Journal of Geography 102(3): 110-120.
• Smith, Nila Banton. 2002. American Reading Instruction. Newark, NJ: International Reading Association. ISBN 0872073483

• O. H. Lang. 1894. Outline of Herbart's Pedagogics: With a Biographical Introduction. E. L. Kellogg & Co.
• Felkin, Henry M., and Emmie Felkin. [1895] 2008. An Introduction to Herbart's Science and Practice of Education. Kessinger Publishing. ISBN 978-1436512237
• De Garmo, Charles. [1895] 2001. Herbart and the Herbartians. University Press of the Pacific. ISBN 978-0898756968
• Adams, John. [1895] 2007. The Herbartian Psychology applied to Education: Being A Series Of Essays Applying The Psychology Of Johann Friedrich Herbart. Kessinger Publishing. ISBN 0548200491

• Hayward, F. H. [1903] 2008. The Critics Of Herbartianism And Other Matter Contributory To The Study Of The Herbartian Question. Kessinger Publishing. ISBN 978-1436581066

• Dodd, Catherine I. [1904] 2007. Introduction to the Herbartian Principles of Teaching. Kessinger Publishing. ISBN 978-0548158715
• Davidson, John. [1906] A new Interpretation of Herberts Psychology and Educational Theory through the Philosophy of Leibnitz. Kessinger Publishing. ISBN 978-1436925082

• Williams, A. M. [1911] 2008. Johann Friedrich Herbart: A Study In Pedagogics. Kessinger Publishing. ISBN 978-1436502542
• McMurray, Charles Alexander. [1893] 2007. The Elements of General Method: Based on the Principles of Herbart. BiblioBazaar. ISBN 978-1434632142
• Compayre, Gabriel. [1907] 2008. Herbart, And Education By Instruction. Kessinger Publishing. ISBN 978-1436869126

• Dunkel, Harold B. 1970. Herbart and Herbartianism: An Educational Ghost Story. Chicago, IL: Chicago University Press.
• Dunkel, Harold B. 1985. Herbart and Education. Peter Smith Publishing. ISBN 0844620076
• Hilgenheger, Norbert. 1993. Johann Friedrich Herbart (1776-1841) Prospects: the quarterly review of comparative education (Paris, UNESCO: International Bureau of Education), vol. XXIII, no. 3/4, 1993, p. 649-664. ©UNESCO: International Bureau of Education, 2000. Retrieved September 4, 2008.

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