Difference between revisions of "An Lushan" - New World Encyclopedia

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'''An Lushan''' ({{zh-tsp|t=安祿山|s=安禄山|p=Ān Lùshān}}) (703 - 757) was a military leader of [[Turkic peoples|Turkic]]-[[Sogdiana|Sogdian]] origin during the [[Tang Dynasty]] in [[China]].   He rose to prominence by fighting during the [[Tang Frontier Wars]] between 741 and 755.   Later, he precipitated the catastrophic [[An Shi Rebellion]], which lasted from 755 to 763.  
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'''An Lushan''' ({{zh-tsp|t=安祿山|s=安禄山|p=Ān Lùshān}}) (703 - 757) was a military leader of [[Turkic peoples|Turkic]]-[[Sogdiana|Sogdian]] origin during the [[Tang Dynasty]] in [[China]]. He rose to prominence by fighting during the [[Tang Frontier Wars]] between 741 and 755. He was made the military governor of [[Fanyang Province]] ([[Hebei]]), (''[[jiedushi]]'') of [[Manchuria]], and during  frequent visits to the capital, became a personal favorite of Emperor Xuanzong and his beloved Consort, Yang Guifei. An Lushan was extremely fat, and often played the jester to win favor. Through Yang’s patronage, An Lushan rose to prominence and was eventually made governor of three major frontier provinces in the northeast, giving him control of the eastern half of China’s frontier, and putting him in control of 40% of the Tang forces.
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In 755, after the High Chancellor Li Linfu died, An Lushan came into conflict with Li's replacement, [[Yang Guozhong]], who was Yang Guifei’s cousin. He captured the eastern capital city of Loyang ([[Luoyang]]), declared himself Emperor of the new Great Yan dynasty (大燕皇帝), and launched the '''An Shi Rebellion''' ({{zh-stp|s=安史之乱|t=安史之亂|p=Ān Shǐ Zhī Luàn}}). In 756, he took the capital of Chang’an and forced the Emperor to flee. In 757, An Lushan was murdered by his own son. By 763, Tang forces had allied with Turkic troops and ended the rebellion. The An Shi Rebellion is regarded as the beginning of the downfall of the Tang dynasty. It is estimated to have caused the death of thirty-six million people, due to battle, oppression and famine.
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==Foreign Origins==
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''An Lushan'' was born An Rokhan in 703 in northern [[Manchuria]], where his father was a Sogdian ''sartapo'' (merchant) employed by the Turkic [[Khanate]] to administer their domains. His mother was a Turkic Shaman, and belonged to the nobility of a Turkish clan. The name “An Lushan” is  the [[Sinicization|Sinicized]] version of the name '''An Rokhan'''. The family name, ''An,'' implied that he was from the city of [[Bukhara]] in [[Sogdiana]], and ''Rokhan'' in the [[Sogdian language]] meant "light." An Rokhan grew up in a town in [[Ürümqi]], and was working as a ''sartapo'' in the market when he was accused of sheep [[theft]] and sentenced to death. He escaped from the city and joined the Tang army as a mercenary. He distinguished himself in the border wars of the northwestern frontier, particularly the [[Khitan people|Khitan]] invasion of 751-752, and rose through the ranks to become a general by the age of thirty-three.
  
''An Lushan'' is in fact the [[Sinicization|Sinicized]] version of the name '''An Rokhan'''. The first part is the family name, and the second part is the personal name. ''An'' implies that he was from the city of [[Bukhara]] in [[Sogdiana]] and ''Rokhan'' in the [[Sogdian language]] means "light" (related to the female name ''[[Roxana]]'', borne by the Sogdian lady who married [[Alexander the Great]]).
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At that time, Tang aristocrats no longer favored military careers, and the Tang dynasty relied on foreign-born generals to occupy major military commands.<ref> Morton, W. Scott, and Charlton M. Lewis. 2005. China: its history and culture. New York: McGraw-Hill. ISBN:0071412794 9780071412797 p. 94</ref> In 744, An Rokhan (An Lushan) was made the military governor of [[Fanyang Province]] ([[Hebei]]), (''[[jiedushi]]'') of [[Manchuria]], by the High Chancellor Li lin-fu, who favored foreign generals because he feared that Chinese generals might usurp his authority at court.  He paid frequent visits to the capital and became a personal favorite of Emperor [[Xuanzong]] and his beloved Consort, [[Yang Guifei]]. An Lushan was extremely fat, and often played the jester to win favor. On one occasion, three days after his birthday, he was taken into the women’s quarters of the palace dressed as a baby, and put through a mock adoption ceremony by Yang. This type of conduct led to rumors of an inappropriate relationship between Yang and An Lushan. Through Yang’s patronage, An Lushan rose to prominence. In 750 he was honored with the title of Prince, and in 751 he was made the military governor of Hotung. Eventually An Lushan was made governor of three major frontier provinces in the northeast, giving him control of the eastern half of China’s frontier, and putting him in control of  40% of the Tang forces. 
  
An Rokhan was part of a large population of expatriate [[Turkic peoples|Turk]]s and Sogdians living in the frontier trade colonies of northwestern China.  His father was a Bukharan ''sartapo'' (merchant) employed by the Turkic [[Khanate]] to administer their domains. At this time, many Sogdians were working as diplomats and administrators for the Turks. His mother was a full-blooded Turkic Shaman, no doubt coerced into a political marriage. Growing up in a town in [[Ürümqi]], Rokhan was working as a sartapo in the market when he was accused of sheep [[theft]] and sentenced to death. He escaped from the city and joined the Tang army as a mercenary.  By distinguishing himself in the border wars of the northwestern frontier, particularly the [[Khitan people|Khitan]] invasion of 751-752, Rokhan rose through the ranks to become the military governor of [[Fanyang Province]] ([[Hebei]]) as (''[[jiedushi]]'') of [[Manchuria]].  Enormously fat, he became the favorite of the Emperor's beloved concubine, the lady [[Yang Guifei]].  Through her influence, he was appointed a Duke in the latter year, and  eventually was made governor of three major frontier provinces in the northeast, each with a sizable army.  
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An Lushan had good relations with the High Chancellor, [[Li Linfu]]. When the Li Linfu died in 752, An came into conflict with Li's replacement, [[Yang Guozhong]], who was Yang Guifei’s cousin, possibly because An Lushan himself had hoped to be appointed to the post of High Chancellor.<ref>Morton</ref> Around that time, An Lushan’s army was thoroughly defeated in a campaign against the [[Khitan]]s, and China suffered other military setbacks at the hands of the Arabs in the Battle of Talus and Nanzhao in southern [[China]]. A series of natural disasters, including drought, severe storms and floods, which caused terrible suffering among the Chinese people, were perceived as signs that Heaven was displeased with the conduct of the Emperor.  
  
He had good relations with [[Li Linfu]], the high chancellor.  But when the latter died, An came into conflict with Li's replacement, [[Yang Guozhong]].  Eventually, stung by repeated accusations of plotting treachery, An launched the [[An Lushan Rebellion]] in 755.  That year marked the watershed of Tang power.  Rokhan led an army of about 150,000 soldiers from [[Beijing|Peking]] (Beijing) and captured the eastern capital city of Loyang ([[Luoyang]]) in the fall of that year.  Gross military incompetence by Chief Minister Yang Guozhong (Lady Yang's cousin and An's accuser) then permitted the capture of the main Tang capital of [[Chang'an]] (Sian/[[Xi'an]]) in 756, and Rokhan proclaimed himself [[Emperor of China|emperor]].  However, in 757, he was murdered by his own son, when he showed signs of extreme paranoia to those around him.  (It has been suggested that this was a symptom of acute diabetes, due to his obesity.)  Although his rebellion was eventually crushed, it forced the Tang dynasty to became overdependent on the goodwill of provincial governors and military commanders, thus irretrievably eroding the Tang's central authority.
 
 
==An Shi Rebellion==
 
==An Shi Rebellion==
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In the fall of 755, An Lushan, using the northern provinces of Heibei and Henan as his base, led an army of about 150,000 soldiers from [[Beijing|Peking]] (Beijing) to capture the eastern capital city of Loyang ([[Luoyang]]). Along the way, as Tang local officials surrendered to An Lushan’s forces, they were treated with respect and joined his ranks. He moved rapidly along the [[Grand Canal of China]] and captured the city of [[Luoyang]] within the year. There, An Lushan declared himself Emperor of the new Great Yan dynasty (大燕皇帝), and launched the '''An Shi Rebellion''' ({{zh-stp|s=安史之乱|t=安史之亂|p=Ān Shǐ Zhī Luàn}}),  also known as the '''Tianbao Rebellion''' (天寶之亂), because [[An Lushan]] started it in the fourteenth year of that namesake [[era name|era]].
  
The [[wiktionary:cataclysmic|cataclysmic]] '''An Shi Rebellion''' ({{zh-stp|s=安史之乱|t=安史之亂|p=Ān Shǐ Zhī Luàn}}) took place in [[China]] during the [[Tang Dynasty]], from [[755]] to [[763]]. It is also known as the '''Tianbao Rebellion''' (天寶之亂), because [[An Lushan]] started it in the 14th year of that namesake [[era name|era]]. The alternative term '''An Lushan Rebellion''' neglects the participation of [[Shi Siming]], a subordinate of An Lushan who later became the leader of the rebellion.
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An Lushan next set out to take the Tang capital and the rest of southern China before the Tang forces could recover. However, the [[Battles_of_Yongqiu_and_Suiyang| battle for eastern China]] went badly for An Lushan; although his army was large, it was unable to take control of the [[Suiyang District]] from the Tang defenders. An Lushan 's forces were blocked from the main imperial capital at [[Chang'an]] by loyal troops placed in impregnable defensive positions in the intervening mountain passes, until Yang Guozhong, in a grossly inept military judgment, ordered the troops in the passes to attack An's army on open ground. They were demolished, and the road to the capital now lay open. Seeing the  imminent threat to Changan, [[Emperor Xuanzong of Tang|Xuanzong]] fled to [[Sichuan]] with his household. On the way, at Mawei Inn in Shaanxi, Xuanzong's bodyguard troops demanded the death of [[Yang Guozhong]], and of his cousin, [[Lady Yang]], whom they held responsible for the political upheaval in China. With the army on the verge of mutiny, the Emperor had no choice but to agree, ordering the execution of Yang Guozhong and the suicide of Lady Yang.  The  crown prince, Li Heng, fled in the other direction to [[Lingzhou]] (today called [[Lingwu]], in modern-day [[Ningxia]] province).  
  
[[An Lushan]] was a general of non-[[Han Chinese|Han]] Turkic-Sodgian ancestry. He was appointed by the [[Xuanzong]] emperor (following the suggestion of [[Yang Guifei]] and with the agreement of [[Li Linfu]]) to be commander (節度使) of three garrisons in the north&mdash;[[Pinglu]], [[Fanyang]] and [[Hedong]].  In effect, An was given control over the entire area north of the lower reaches of the Yellow River. With such power and land in his control (including garrisons about 164,000 strong), An Lushan planned a revolt, taking advantage of  the absence of strong troops guarding the palace and of the popular discontent with the extravagant Tang court caused by a string of natural disasters.  He avoided suspicion by pleasing the Emperor in as many ways as possible, even calling himself the adopted son of Xuanzong's favorite concubine, [[Yang Guifei]]. In this way, he was protected from criticism, even when the Chief Minister, [[Yang Guozhong]], demanded his dismissal.  (This version of events is disputed by some historians; see the articles about the Yangs, An and the emperor.)
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[[Image:Ch'ien Hsüan 002.jpg|thumb|210px|''Yang Guifei Mounting a Horse'', by [[Qian Xuan]] (1235-1305 C.E.).]]
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==Decline of the Rebellion==
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After reaching Sichuan, Xuanzong abdicated in favor of the crown prince, who was proclaimed [[Emperor Suzong of Tang|Suzong]]. One of Suzong's first acts as emperor was to appoint the generals [[Guo Ziyi]] and [[Li Guangbi]] to deal with the rebellion. The generals, after much discussion, decided to borrow troops from an offshoot of the Turkish [[Tujue]] Tribe, the [[Huihe]] tribe (ancestors of the modern-day [[Uighurs]]). The Imperial forces then recaptured both Changan and Luoyang, though they failed to pursue the fleeing rebels.
  
In [[755]], An Lushan revolted under the pretense of punishing his tormentor Yang Guozhong. His army surged down from Fanyang  (near [[Beijing]] in modern Hebei province). Along the way, An Lushan treated all surrendered local Tang officials with respect. As a result, more and more local officials joined his ranks.  He moved rapidly along the [[Grand Canal of China]] and captured the city of [[Luoyang]] within the year. There, An Lushan declared himself Emperor of the new Great Yan dynasty (大燕皇帝).  His next step would be to overake the Tang capital and the rest of southern China.
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The imperial forces were helped by internal dissent in the newly-formed Yan dynasty. in 757, An Lushan was murdered by his own son, [[An Qingxu]],  after exhibiting signs of extreme paranoia which posed a danger to those around him. (It has been suggested, due to his obesity, that An Lushan was suffering the symptoms of acute diabetes.) An Qingxu was then killed by a subordinate, general [[Shi Siming]], who soon afterwards recaptured the city of Luoyang.  Shi Siming was killed in turn by his own son, [[Shi Chaoyi]]. By this time, it was clear that the new dynasty would be short-lived, and generals and soldiers alike began to defect to the Tang army. Finally, in [[763]], after Luoyang was taken by the Tang forces for the second time, Shi Chaoyi committed suicide, ending the eight-year-long rebellion.  
  
However, the [[Battles_of_Yongqiu_and_Suiyang| battle for eastern China]], went badly for An Lushan.  Although his army was numerous, it was unable to take control of the [[Suiyang District]](near modern dam [[Henan]]) from the Tang defenders. This prevented him from quickly conquering southern China, before the Tang were able to recover. By the time the the Yan army took control of the Suiyang Distract, it was almost two years after the fall of Luoyang.
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==Effects of the An Shi Rebellion==
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The beginning of the An Shi Rebellion in 756 marked the watershed of Tang power. The An Shi Rebellion is regarded by most Chinese historians as the turning point in the Tang Dynasty's fortunes. For the next 144 years, the Tang ceased to exist in all but name, a far cry from its glorious days under Emperors [[Emperor Taizong of Tang China|Taizong]] and Xuanzong.
  
Orginally, An Lushan 's forces was blocked from the main imperial capital at [[Chang'an]] by loyal troops placed in impregnable defensive positions in the intervening mountain passes. Unfortunately for Chang'an, Yang Guozhong, with grossly inept military judgement, ordered the troops in the passes to attack An's army on open ground.  They were demolished, and the road to the capital now lay open. Seeing the imminent threat to Changan, [[Emperor Xuanzong of Tang|Xuanzong]] fled to [[Sichuan]] with his household. On the way, at Mawei Inn in Shaanxi, Xuanzong's bodyguard troops demanded the death of the much-hated [[Yang Guozhong]], and then of his cousin, [[Lady Yang]]. With the army on the verge of mutiny, the Emperor had no choice but to agree, ordering the execution of Yang Guozhong and the suicide of Lady Yang. Meanwhile, the crown prince, Li Heng, fled in the other direction to [[Lingzhou]] (today called [[Lingwu]], in modern-day [[Ningxia]] province).  After reaching Sichuan, Xuanzong abdicated in favour of the crown prince.
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The An Shi Rebellion forced the Tang dynasty to become overdependent on the goodwill of provincial governors and military commanders. In an effort to quickly establish peace after the Rebellion, the Tang dynasty pardoned many rebels, and put some of them in command of their own garrisons, eroding the authority of the central government. Tang economic control of the Northeast region became intermittent, and the emperor became only a puppet, at the bidding of the [[Fanzhen|strongest garrison]]. By borrowing troops from neighboring tribes to put down the Rebellion, the Tang Dynasty lowered its prestige in the eyes of the barbarians, who eventually began raiding Tang settlements again. (Changan itself was briefly occupied by the [[History of Tibet#The reign of Trisong Detsen (756-797)|Tibetan army]] in 764, after the course of the rebellion.
  
This (3rd or 4th) son of Xuanzong, now called [[Emperor Suzong of Tang|Suzong]], was then proclaimed emperor, although another group of local officials and Confucian literati tried to proclaim a different prince at Jinling (modern-day [[Nanjing]]). One of Suzong's first acts as emperor was to appoint the generals [[Guo Ziyi]] and [[Li Guangbi]] to deal with the rebellion. The generals, after much discussion, decided to borrow troops from an offshoot of the Turkish [[Tujue]] Tribe, the [[Huihe]] tribe (ancestors of the modern-day [[Uighurs]]). In this way, the Imperial forces recaptured both Changan and Luoyang, though they failed to pursue the fleeing rebels.
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The rebellion spanned the reigns of three emperors, starting during the reign of [[Emperor Xuanzong of Tang China|Xuanzong]] and ending during the reign of [[Emperor Daizong of Tang China|Daizong]]. The toll of dead and missing, including those who died by suppression and famine, is estimated at up to thirty-six million, ([http://users.erols.com/mwhite28/warstat0.htm#AnLushan sources]), or 2/3 of the total population on the tax rolls at that time. This was the highest death toll for any event until [[World War II]] surpassed it with over 62 million deaths.
  
The imperial forces were helped by internal dissent in the newly-formed dynasty. An Lushan was killed by his son, [[An Qingxu]], not long after his ascent to the throne. (An's virulent paranoia posed too much of a threat to his entourage.)  His son was then killed by a subordinate, general [[Shi Siming]].  Shi recaptured the city of Luoyang soon after. However, Shi Siming was killed in turn by "his" son, [[Shi Chaoyi]]. By this time, it was clear that the new dynasty would not last long, and generals and soldiers alike started to defect to the Tang army. Finally, after Luoyang was taken by the Tang forces for the second time, Shi Chaoyi committed suicide (in [[763]]), thus ending the 8 year long rebellion.
 
  
The rebellion spanned the reigns of three emperors, starting during the reign of [[Emperor Xuanzong of Tang China|Xuanzong]] and ending during the reign of [[Emperor Daizong of Tang China|Daizong]]. The toll of dead and missing, including those caused by suppression and famine, is estimated at up to 36 million ([http://users.erols.com/mwhite28/warstat0.htm#AnLushan sources]), which would be 2/3 of the total taxroll population at the time. Numerically, this was the highest [[death toll|toll]] for any event for nearly 1200 years, until [[World War II]] surpassed it with over 62 million deaths. The Tang Dynasty's desire for peace after this turbulent period also resulted in the pardoning of many rebels. Indeed, some were even given their own garrisons to command. This effectively ended strong rule by the central government.  Economic control of the Northeast region became intermittent, and the emperor became only a sort of puppet, set to do the bidding of the [[Fanzhen|strongest garrison]]. In addition, by borrowing troops from neighbouring tribes, the Tang Dynasty greatly lowered its prestige in the eyes of the barbarians, who eventually began raiding Tang settlements again.  (In fact, so far did Tang power collapse that Changan itself was briefly occupied by the [[History of Tibet#The reign of Trisong Detsen (756-797)|Tibetan army]] in 764, after the course of the rebellion.
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==References==
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*Grousset, René. 1970. ''The empire of the steppes; a history of central Asia''. New Brunswick, N.J.: Rutgers University Press. ISBN: 0813506271 9780813506272
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* Morton, W. Scott, and Charlton M. Lewis. 2005. China: its history and culture. New York: McGraw-Hill. ISBN:0071412794 9780071412797
  
Thus, the Anshi Rebellion is regarded by most Chinese historians to be the turning point in the Tang Dynasty's fortunes. For the next 144 years, the Tang ceased to exist in all but name, a far cry from the glory days under [[Emperor Taizong of Tang China|Taizong]] and Xuanzong.
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* Perkins, Dorothy. 1999. ''Encyclopedia of China: the essential reference to China, its history and culture.'' New York: Facts on File. ISBN:0816026939 9780816026937
  
==External links and references==
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*Perry, Alan. 2000. ''Encyclopedia of China.'' New York: Roundtable Press. ISBN: 0816026939 0816043744
*[http://www.cgan.com/english/china-art/www/history/tang.html  Tang (618 - 907)] "The An Lushan Rebellion had its roots in the behavior of one of the great emperors of Chinese history, Xuanzong. Until he fell in love with a young concubine named Yang Guifei, he had been a great ruler, and had brought the Tang to its height of prosperity and grandeurBut he became so infatuated with Yang that the administration of the government soon fell into decay, which was made no better by the way that Yang took advantage of her power to stuff high administrative positions with her corrupt cronies. She also took under her wing a general named An Lushan, who quickly accumulated power."
 
  
*[http://www.chinaknowledge.de/History/Tang/tang-event.html chinaknowledge.de] "From the first years of the reign period Tianbao 天寶 "Heavenly jewels" (741-757) on, Li Linfu 李林甫 served as chancellor. After Li Linfu's death in 752, his opponent Yang Guozhong 楊國忠 became counsellor-in-chief and dominated the court until the rebellion of An Lushan. An Lushan himself, half of Turkish origin, had been installed as military commissioner of Pinglu 平盧, Fanyang 范陽 (around modern Beijing) and Hebei 河北, three regions in the northeast, where he was responsible of the military and civil administration of one of the most important economic zones in Tang China."
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* Pulleyblank, Edwin G. 1955. ''The background of the rebellion of An Lushan''. London oriental series, v.4. London: Oxford University Press.
  
*[[Du Fu#War|Du Fu]]. The great poet had finally attained a minor appointment in the imperial bureaucracy when the rebellion broke out.   His subsequent poetry is a primary source for the massive upheavals of the period.
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* Pulleyblank, E. G."T''he An Lushan Rebellion and the Origins of Chronic Militarism in Late T'ang China,''" in Perry, John Curtis, and Bardwell L. Smith. 1976. ''Essays on T’ang society: the interplay of social, political and economic forces''. Leiden: Brill.
  
==References==
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* Twitchett, Denis Crispin, and John King Fairbank. 1978. ''The Cambridge history of China.'' Cambridge [Eng.]: Cambridge University Press. SBN:0521214475 9780521214476 0521243270 9780521243278 0521243335 9780521243339 0521220297 9780521220293
* E. G. Pulleyblank, ''The Background of the Rebellion of An Lu-Shan'', London: Oxford University Press (1955)
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* E. G. Pulleyblank, "The An Lu-Shan Rebellion and the Origins of Chronic Militarism in Late T'ang China," in Perry & Smith, ''Essays on T'ang Society'', Leiden: E. J. Brill (1976)
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==External Links==
* Denis Twitchett (ed.), ''The Cambridge History of China'', Volume 3, ''Sui and T'ang China'', Cambridge: Cambridge University Press (1979)
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*[http://www.cgan.com/english/china-art/www/history/tang.html  Tang (618 - 907)]
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*[http://www.chinaknowledge.de/History/Tang/tang-event.html chinaknowledge.de]
  
 
== See also ==
 
== See also ==
* [[An (Chinese name)]]
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*[[Du Fu]]  
* [[An Shi Rebellion]]
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*[[Yuan Guifei]]
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Revision as of 21:21, 14 September 2007

An Lushan (Traditional Chinese: 安祿山; Simplified Chinese: 安禄山; pinyin: Ān Lùshān) (703 - 757) was a military leader of Turkic-Sogdian origin during the Tang Dynasty in China. He rose to prominence by fighting during the Tang Frontier Wars between 741 and 755. He was made the military governor of Fanyang Province (Hebei), (jiedushi) of Manchuria, and during frequent visits to the capital, became a personal favorite of Emperor Xuanzong and his beloved Consort, Yang Guifei. An Lushan was extremely fat, and often played the jester to win favor. Through Yang’s patronage, An Lushan rose to prominence and was eventually made governor of three major frontier provinces in the northeast, giving him control of the eastern half of China’s frontier, and putting him in control of 40% of the Tang forces.

In 755, after the High Chancellor Li Linfu died, An Lushan came into conflict with Li's replacement, Yang Guozhong, who was Yang Guifei’s cousin. He captured the eastern capital city of Loyang (Luoyang), declared himself Emperor of the new Great Yan dynasty (大燕皇帝), and launched the An Shi Rebellion (Simplified Chinese: 安史之乱; Traditional Chinese: 安史之亂; pinyin: Ān Shǐ Zhī Luàn). In 756, he took the capital of Chang’an and forced the Emperor to flee. In 757, An Lushan was murdered by his own son. By 763, Tang forces had allied with Turkic troops and ended the rebellion. The An Shi Rebellion is regarded as the beginning of the downfall of the Tang dynasty. It is estimated to have caused the death of thirty-six million people, due to battle, oppression and famine.

Foreign Origins

An Lushan was born An Rokhan in 703 in northern Manchuria, where his father was a Sogdian sartapo (merchant) employed by the Turkic Khanate to administer their domains. His mother was a Turkic Shaman, and belonged to the nobility of a Turkish clan. The name “An Lushan” is the Sinicized version of the name An Rokhan. The family name, An, implied that he was from the city of Bukhara in Sogdiana, and Rokhan in the Sogdian language meant "light." An Rokhan grew up in a town in Ürümqi, and was working as a sartapo in the market when he was accused of sheep theft and sentenced to death. He escaped from the city and joined the Tang army as a mercenary. He distinguished himself in the border wars of the northwestern frontier, particularly the Khitan invasion of 751-752, and rose through the ranks to become a general by the age of thirty-three.

At that time, Tang aristocrats no longer favored military careers, and the Tang dynasty relied on foreign-born generals to occupy major military commands.[1] In 744, An Rokhan (An Lushan) was made the military governor of Fanyang Province (Hebei), (jiedushi) of Manchuria, by the High Chancellor Li lin-fu, who favored foreign generals because he feared that Chinese generals might usurp his authority at court. He paid frequent visits to the capital and became a personal favorite of Emperor Xuanzong and his beloved Consort, Yang Guifei. An Lushan was extremely fat, and often played the jester to win favor. On one occasion, three days after his birthday, he was taken into the women’s quarters of the palace dressed as a baby, and put through a mock adoption ceremony by Yang. This type of conduct led to rumors of an inappropriate relationship between Yang and An Lushan. Through Yang’s patronage, An Lushan rose to prominence. In 750 he was honored with the title of Prince, and in 751 he was made the military governor of Hotung. Eventually An Lushan was made governor of three major frontier provinces in the northeast, giving him control of the eastern half of China’s frontier, and putting him in control of 40% of the Tang forces.

An Lushan had good relations with the High Chancellor, Li Linfu. When the Li Linfu died in 752, An came into conflict with Li's replacement, Yang Guozhong, who was Yang Guifei’s cousin, possibly because An Lushan himself had hoped to be appointed to the post of High Chancellor.[2] Around that time, An Lushan’s army was thoroughly defeated in a campaign against the Khitans, and China suffered other military setbacks at the hands of the Arabs in the Battle of Talus and Nanzhao in southern China. A series of natural disasters, including drought, severe storms and floods, which caused terrible suffering among the Chinese people, were perceived as signs that Heaven was displeased with the conduct of the Emperor.

An Shi Rebellion

In the fall of 755, An Lushan, using the northern provinces of Heibei and Henan as his base, led an army of about 150,000 soldiers from Peking (Beijing) to capture the eastern capital city of Loyang (Luoyang). Along the way, as Tang local officials surrendered to An Lushan’s forces, they were treated with respect and joined his ranks. He moved rapidly along the Grand Canal of China and captured the city of Luoyang within the year. There, An Lushan declared himself Emperor of the new Great Yan dynasty (大燕皇帝), and launched the An Shi Rebellion (Simplified Chinese: 安史之乱; Traditional Chinese: 安史之亂; pinyin: Ān Shǐ Zhī Luàn), also known as the Tianbao Rebellion (天寶之亂), because An Lushan started it in the fourteenth year of that namesake era.

An Lushan next set out to take the Tang capital and the rest of southern China before the Tang forces could recover. However, the battle for eastern China went badly for An Lushan; although his army was large, it was unable to take control of the Suiyang District from the Tang defenders. An Lushan 's forces were blocked from the main imperial capital at Chang'an by loyal troops placed in impregnable defensive positions in the intervening mountain passes, until Yang Guozhong, in a grossly inept military judgment, ordered the troops in the passes to attack An's army on open ground. They were demolished, and the road to the capital now lay open. Seeing the imminent threat to Changan, Xuanzong fled to Sichuan with his household. On the way, at Mawei Inn in Shaanxi, Xuanzong's bodyguard troops demanded the death of Yang Guozhong, and of his cousin, Lady Yang, whom they held responsible for the political upheaval in China. With the army on the verge of mutiny, the Emperor had no choice but to agree, ordering the execution of Yang Guozhong and the suicide of Lady Yang. The crown prince, Li Heng, fled in the other direction to Lingzhou (today called Lingwu, in modern-day Ningxia province).

Yang Guifei Mounting a Horse, by Qian Xuan (1235-1305 C.E.).

Decline of the Rebellion

After reaching Sichuan, Xuanzong abdicated in favor of the crown prince, who was proclaimed Suzong. One of Suzong's first acts as emperor was to appoint the generals Guo Ziyi and Li Guangbi to deal with the rebellion. The generals, after much discussion, decided to borrow troops from an offshoot of the Turkish Tujue Tribe, the Huihe tribe (ancestors of the modern-day Uighurs). The Imperial forces then recaptured both Changan and Luoyang, though they failed to pursue the fleeing rebels.

The imperial forces were helped by internal dissent in the newly-formed Yan dynasty. in 757, An Lushan was murdered by his own son, An Qingxu, after exhibiting signs of extreme paranoia which posed a danger to those around him. (It has been suggested, due to his obesity, that An Lushan was suffering the symptoms of acute diabetes.) An Qingxu was then killed by a subordinate, general Shi Siming, who soon afterwards recaptured the city of Luoyang. Shi Siming was killed in turn by his own son, Shi Chaoyi. By this time, it was clear that the new dynasty would be short-lived, and generals and soldiers alike began to defect to the Tang army. Finally, in 763, after Luoyang was taken by the Tang forces for the second time, Shi Chaoyi committed suicide, ending the eight-year-long rebellion.

Effects of the An Shi Rebellion

The beginning of the An Shi Rebellion in 756 marked the watershed of Tang power. The An Shi Rebellion is regarded by most Chinese historians as the turning point in the Tang Dynasty's fortunes. For the next 144 years, the Tang ceased to exist in all but name, a far cry from its glorious days under Emperors Taizong and Xuanzong.

The An Shi Rebellion forced the Tang dynasty to become overdependent on the goodwill of provincial governors and military commanders. In an effort to quickly establish peace after the Rebellion, the Tang dynasty pardoned many rebels, and put some of them in command of their own garrisons, eroding the authority of the central government. Tang economic control of the Northeast region became intermittent, and the emperor became only a puppet, at the bidding of the strongest garrison. By borrowing troops from neighboring tribes to put down the Rebellion, the Tang Dynasty lowered its prestige in the eyes of the barbarians, who eventually began raiding Tang settlements again. (Changan itself was briefly occupied by the Tibetan army in 764, after the course of the rebellion.)

The rebellion spanned the reigns of three emperors, starting during the reign of Xuanzong and ending during the reign of Daizong. The toll of dead and missing, including those who died by suppression and famine, is estimated at up to thirty-six million, (sources), or 2/3 of the total population on the tax rolls at that time. This was the highest death toll for any event until World War II surpassed it with over 62 million deaths.


References
ISBN links support NWE through referral fees

  • Grousset, René. 1970. The empire of the steppes; a history of central Asia. New Brunswick, N.J.: Rutgers University Press. ISBN: 0813506271 9780813506272
  • Morton, W. Scott, and Charlton M. Lewis. 2005. China: its history and culture. New York: McGraw-Hill. ISBN:0071412794 9780071412797
  • Perkins, Dorothy. 1999. Encyclopedia of China: the essential reference to China, its history and culture. New York: Facts on File. ISBN:0816026939 9780816026937
  • Perry, Alan. 2000. Encyclopedia of China. New York: Roundtable Press. ISBN: 0816026939 0816043744
  • Pulleyblank, Edwin G. 1955. The background of the rebellion of An Lushan. London oriental series, v.4. London: Oxford University Press.
  • Pulleyblank, E. G."The An Lushan Rebellion and the Origins of Chronic Militarism in Late T'ang China," in Perry, John Curtis, and Bardwell L. Smith. 1976. Essays on T’ang society: the interplay of social, political and economic forces. Leiden: Brill.
  • Twitchett, Denis Crispin, and John King Fairbank. 1978. The Cambridge history of China. Cambridge [Eng.]: Cambridge University Press. SBN:0521214475 9780521214476 0521243270 9780521243278 0521243335 9780521243339 0521220297 9780521220293

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  1. Morton, W. Scott, and Charlton M. Lewis. 2005. China: its history and culture. New York: McGraw-Hill. ISBN:0071412794 9780071412797 p. 94
  2. Morton