Difference between revisions of "Cladistics" - New World Encyclopedia

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Prior to the advent of cladistics, most taxonomists limited themselves to [[Linnaean taxonomy]] to organizing lifeforms. That traditional approach used several fixed levels of a hierarchy, such as Kingdom, [[Phylum]], [[Class (biology)|Class]], [[Order (biology)|Order]], and [[Family (biology)|Family]].  Cladistics does not limit themselves to such terms, because one of the fundamental premises of cladistics is that the evolutionary tree is very deep and very complex, and it is not meaningful to use a fixed number of levels.  
 
Prior to the advent of cladistics, most taxonomists limited themselves to [[Linnaean taxonomy]] to organizing lifeforms. That traditional approach used several fixed levels of a hierarchy, such as Kingdom, [[Phylum]], [[Class (biology)|Class]], [[Order (biology)|Order]], and [[Family (biology)|Family]].  Cladistics does not limit themselves to such terms, because one of the fundamental premises of cladistics is that the evolutionary tree is very deep and very complex, and it is not meaningful to use a fixed number of levels.  
  
Historically, taxonomies were organized simply based on morphological similarities. Today, Linnaen taxonomy insists such groups reflect [[phylogeny|phylogenies]]; however, in contrast to cladistics it allows both [[monophyletic]] and [[paraphyletic]] groups as [[taxa]]. Since the early twentieth century, Linnaean taxonomists have generally attempted to make [[genus]] and lower-level taxa monophyletic.  
+
Historically, taxonomies were organized simply based on morphological similarities. Today, Linnaen taxonomy is oriented toward such taxonomic groupings reflecting [[phylogeny|phylogenies]]; however, in contrast to cladistics it allows both [[monophyletic]] and [[paraphyletic]] groups as [[taxa]]. Since the early twentieth century, Linnaean taxonomists have generally attempted to make [[genus]] and lower-level taxa monophyletic.  
  
 
Cladistics originated in the work of Willi Hennig, and since that time, there has been a spirited debate (Wheeler 2000) about the relative merits of cladistics versus Linnaean classification (Benton 2000). Some of the debates that the cladists engaged in had been running since the nineteenth century, but they entered these debates with a new fervor (Hull 1988), as can be learned from the ''Foreword'' to Hennig (1979) in which Rosen, Nelson, and Patterson wrote the following:
 
Cladistics originated in the work of Willi Hennig, and since that time, there has been a spirited debate (Wheeler 2000) about the relative merits of cladistics versus Linnaean classification (Benton 2000). Some of the debates that the cladists engaged in had been running since the nineteenth century, but they entered these debates with a new fervor (Hull 1988), as can be learned from the ''Foreword'' to Hennig (1979) in which Rosen, Nelson, and Patterson wrote the following:

Revision as of 16:32, 19 July 2008


This cladogram shows the evolutionary relationship among various insect groups inferred from a dataset.

Cladistics, or phylogenetic systematics, is a system of classifying living and extinct organisms which is based on evolutionary ancestry and utilized for grouping "derived characteristics;" that is, those shared characteristics derived from a common ancestor that are unique to that group. Cladistics emphasizes evolution and genealogy rather than focusing on physical similarities between species, and places heavy emphasis on objective, quantitative analysis. However, no agent of evolution is emphasized. Natural selection is as pertinent to Cladistics as is Intelligent design, and cladists can be found on all ends of the scientific spectrum.

Cladistics generates diagrams, called "cladograms," that represent the evolutionary tree of life. DNA (Deoxyribonucleic Acid) and RNA (Ribonucleic Acid) sequencing data are used in many important cladistic efforts. Cladistics originated in the field of biology but in recent years has found application in other disciplines. The word cladistics is derived from the ancient Greek κλάδος, klados, or "branch."

Cladistics emphasizes the importance of lineage, just as genealogy is often an important consideration in human societies. Ultimately, all there is a connectedness between all organisms, because of the descent with modification, just as some religions would say humans are all connected because of a common origin.

The history of the various schools or research groups that developed around the concept of biological classification was often filled with disputes, competitions, and even bitter opposition (Hull 1988). This is frequently the history of new ideas that challenge the existing paradigm, as cladistics has done.

Overview

Systematics is the branch of biology that strives to discover the genealogical relationships underlying organic diversity and also constructs classifications of living things (Sober 1988, p. 7). There is a diversity of opinion on how these related.

There have been two prominent research groups that arose in the mid-twentieth century that took very different approaches to taxonomy (Hull 1988). One was the Sokol-Sneath school, which proposed to ascertain the overall similarity among organisms using objective, quantitative, and numerous characters which they termed numerical taxonomy (Hull 1988). A second group was lead by Willi Hennig (1913-1976), who is widely regarded as the founder of cladistics. Hennig emphasized that classifications are to represent phylogeny that are focused on the sister-group relationship: Two taxa are sister groups if they are more related to each other than to a third taxa, and the evidence for this is the presence of characters that the sister groups exhibit but the third group does not exhibit (Hull 1988). That is, the sister groups share a more recent common ancestor with each other than with the third group (Hull 1988). The method emphasizes common ancestry and descent more than chronology. Hennig's 1950 work, Grundzüge einer Theorie der Phylogenetischen Systematik, published in German, began this area of cladistics.

Mayr's 1965 paper termed the Sokol-Sneath school "phenetic" because all that was desired was to represent in classifications were the overall similarities exhibited by organisms regardless of descent, that is, appearance (Hull 1988). He utilized "cladistics" ("branch") for Hennig's system because Hennig wished to represent branching sequences (Hull 1988). Mayr thought his own view to be evolutionary taxonomy because it reflected both order of branching (cladistics) and degrees of divergence (phenetics) (Hull 1988).

The grouping of reptiles and birds is generally believed to be monophyletic.
Reptiles are a paraphyletic group. The group can be made monophyletic by including the birds (Aves).

That is, cladists have insisted that only genealogy should influence classification, pheneticists have held that overall similarity, rather than descent, should determine classification, and evolutionary taxonomists have held that both evolutionary descent and adaptive similarity should be used in classification (Sober 1988).

Hennig himself referred to his approach as phylogenetic systematics, which is the title of his 1966 book. Hennig's major book, even the 1979 version, does not contain the term "cladistics" in the index. A review paper by Dupuis observes that the term clade was introduced in 1958, by Julian Huxley, cladistic by Cain and Harrison in 1960, and cladist (for an adherent of Hennig's school) by Mayr in 1965 (Dupuis 1984). The term "phylogenetics" is often used synonymously with "cladistics."

Computer programs are widely used in cladistics, due to the highly complex nature of cladogram-generation procedures.

Monophyletic groupings

Cladists construct cladograms, a branching diagram, to graphically depict the groups of organisms that share derived characters.

Key to cladistics analysis is identifying monophyletic groups. A group is considered to be monophyletic when it consists of a species, all of that species descendants, and nothing else (Sober 1988). In phylogenetics, a group of organisms is said to be paraphyletic (Greek para meaning near and phyle meaning race) if the group contains its most recent common ancestor, but does not contain all the descendants of that ancestor. For instance, the traditional class Reptilia excludes birds even though they evolved from the ancestral reptile. Similarly, the traditional invertebrates are paraphyletic because vertebrates are excluded, although the latter evolved from an invertebrate. Groups that do include all the descendants of the most recent common ancestor are said to be monophyletic.

A group with members from separate evolutionary lines is called polyphyletic. For instance, the once-recognized Pachydermata was found to be polyphyletic because elephants and rhinoceroses arose from non-pachyderms separately. Evolutionary taxonomists consider polyphyletic groups to be errors in classification, often occurring because convergence or other homoplasy was misinterpreted as homology.

Cladistic taxonomy requires taxa to be clades. In other words, cladists argue that the classification system should be reformed to eliminate all non-clades. In contrast, other taxonomists insist that groups reflect phylogenies and often make use of cladistic techniques, but allow both monophyletic and paraphyletic groups as taxa.

Following Hennig, cladists argue that paraphyly is as harmful as polyphyly. The idea is that monophyletic groups can be defined objectively, in terms of common ancestors or the presence of synapomorphies. In contrast, paraphyletic and polyphyletic groups are both defined based on key characters, and the decision of which characters are of taxonomic import is inherently subjective. Many argue that they lead to "gradistic" thinking, where groups advance from "lowly" grades to "advanced" grades, which can in turn lead to teleology.

Other evolutionary systematists argue that all taxa are inherently subjective, even when they reflect evolutionary relationships, since living things form an essentially continuous tree. While many cladists discourage the use of paraphyletic groups because they detract from cladisitcs' emphasis on clades (monophyletic groups), proponents of the use of paraphyletic groups argue that any dividing line in a cladogram creates both a monophyletic section above and a paraphyletic section below. They also contend that paraphyletic taxa are necessary for classifying earlier sections of the tree—for instance, the early vertebrates that would someday evolve into the family Hominidae cannot be placed in any other monophyletic family. They also argue that paraphyletic taxa provide information about significant changes in organisms' morphology, ecology, or life history—in short, that both paraphyletic groups and clades are valuable notions with separate purposes.

Basic procedure

A cladistic analysis is applied to a certain set of information. To organize this information, a distinction is made between characters, and character states. Consider the color of feathers. These may be blue in one species but red in another. Thus, "red feathers" and "blue feathers" are two character states of the character "feather-color."

In the old days, the researcher would decide which character states were present before the last common ancestor of the species group (plesiomorphies) and which were present in the last common ancestor (synapomorphies). Usually this is done by considering one or more outgroups (organisms that are considered not to be part of the group in question, but that are related to the group). Only synapomorphies are of any use in characterizing cladistic divisions.

Next, different possible cladograms were drawn up and evaluated. Clades should have as many synapomorphies as possible. The hope is that a sufficiently large number of true synapomorphies will be large enough to overwhelm any unintended symplesiomorphies (homoplasies) caused by convergent evolution (that is, characters that resemble each other because of environmental conditions or function, not because of common ancestry). A well-known example of homoplasy due to convergent evolution is the character of wings. Though the wings of birds and insects may superficially resemble one another and serve the same function, each evolved independently. If a bird and an insect are both accidentally scored "POSITIVE" for the character "presence of wings," a homoplasy would be introduced into the dataset, which may cause erroneous results.

When equivalent possibilities turn up, one is usually chosen based on the principle of parsimony: The most compact arrangement is likely the best hypothesis of relationship (a variation of Occam's razor, which states that the simplest explanation is most often the correct explanation). Another approach, particularly useful in molecular evolution, is maximum likelihood, which selects the optimal cladogram that has the highest likelihood based on a specific probability model of changes.

Of course, it is no longer done this way: researcher bias is something to be avoided. These days much of the analysis is done by software: Besides the software to calculate the trees themselves, there is sophisticated statistical software to provide a more objective basis. As DNA sequencing has become easier, phylogenies are increasingly constructed with the aid of molecular data. Computational systematics allows the use of these large data sets to construct objective phylogenies. These can filter out some true synapomorphies from parallel evolution more accurately. Ideally, morphological, molecular, and possibly other (behavioral, etc.) phylogenies should be combined.

Cladistics does not assume any particular theory of evolution, only the background knowledge of descent with modification. Thus, cladistic methods can be, and recently have been, usefully applied to non-biological systems, including determining language families in historical linguistics and the filiation of manuscripts in textual criticism.

Cladograms

Cladograms are trees in the graph theoretic sense.
A cladogram showing how Eukaryota and Archaea are more closely related to each other than to bacteria. Note the 3-way fork in the middle of the cladogram.

The starting point of cladistic analysis is a group of species and molecular, morphological, or other data characterizing those species. The end result is a tree-like relationship-diagram called a cladogram. The cladogram graphically represents a hypothetical evolutionary process. Cladograms are subject to revision as additional data becomes available.

In a cladogram, all organisms lie at the leaves, and each inner node is ideally binary (two-way). The two taxa on either side of a split are called "sister taxa" or "sister groups." Each subtree is called a "clade." A natural group has all the organisms contained in any one clade that share a unique ancestor (one which they do not share with any other organisms on the diagram) for that clade. Each clade is set off by a series of characteristics that appear in its members, but not in the other forms from which it diverged. These identifying characteristics of a clade are called synapomorphies (shared, derived characters). For instance, hardened front wings (elytra) are a synapomorphy of beetles, while circinate vernation, or the unrolling of new fronds, is a synapomorphy of ferns.

Synonyms—The term "evolutionary tree" is often used synonymously with cladogram. The term phylogenetic tree is sometimes used synonymously with cladogram (Singh 2004), but others treat phylogenetic tree as a broader term that includes trees generated with a non-evolutionary emphasis.

Subtrees are clades—In a cladogram, all organisms lie at the leaves (Albert 2006). The two taxa on either side of a split are called sister taxa or sister groups. Each subtree, whether it contains one item or a hundred thousand items, is called a clade.

Two-way versus three-way Forks—Many cladists require that all forks in a cladogram be 2-way forks. Some cladograms include 3-way or 4-way forks when the data is insufficient to resolve the forking to a higher level of detail, but nodes with more than two branches are discouraged by many cladists.

Depth of a Cladogram—If a cladogram represents N species, the number of levels (the "depth") in the cladogram is on the order of log2(N) (Aldous 1996). For example, if there are 32 species of deer, a cladogram representing deer will be around 5 levels deep (because 25=32). A cladogram representing the complete tree of life, with about 10 million species, would be about 23 levels deep. This formula gives a lower limit: In most cases the actual depth will be a larger value because the various branches of the cladogram will not be uniformly deep. Conversely, the depth may be shallower if forks larger than two-way forks are permitted.

Number of Distinct Cladograms—For a given set of species, the number of distinct rooted cladograms that can be drawn (ignoring which cladogram best matches the species characteristics) is (Lowe 2004):

Number of Species 2 3 4 5 6 7 8 9 10 N
Number of Cladograms 1 3 15 105 945 10,395 135,135 2,027,025 34,459,425 1*3*5*7*...*(2N-3)

This exponential growth of the number of possible cladograms explains why manual creation of cladograms becomes very difficult when the number of species is large.

Extinct Species in Cladograms—Cladistics makes no distinction between extinct and non-extinct species (Scott-Ram 1990), and it is appropriate to include extinct species in the group of organisms being analyzed. Cladograms that are based on DNA/RNA generally do not include extinct species because DNA/RNA samples from extinct species are rare. Cladograms based on morphology, especially morphological characteristics that are preserved in fossils, are more likely to include extinct species.

Time Scale of a Cladogram—A cladogram tree has an implicit time axis (Freeman 1998), with time running forward from the base of the tree to the leaves of the tree. If the approximate date (for example, expressed as millions of years ago) of all the evolutionary forks were known, those dates could be captured in the cladogram. Thus, the time axis of the cladogram could be assigned a time scale (for example 1 cm = 1 million years), and the forks of the tree could be graphically located along the time axis. Such cladograms are called scaled cladograms. Many cladograms are not scaled along the time axis, for a variety of reasons:

  • Many cladograms are built from species characteristics that cannot be readily dated (for example, morphological data in the absence of fossils or other dating information)
  • When the characteristic data is DNA/RNA sequences, it is feasible to use sequence differences to establish the relative ages of the forks, but converting those ages into actual years requires a significant approximation of the rate of change (Carrol 1997).
  • Even when the dating information is available, positioning the cladogram's forks along the time axis in proportion to their dates may cause the cladogram to become difficult to understand or hard to fit within a human-readable format

Summary of terminology

The yellow group (sauropsids) is monophyletic, the blue group (reptiles) is paraphyletic, and the red group (warm-blooded animals) is polyphyletic.
  • A clade is an ancestor species and all of its descendants
  • A monophyletic group is a clade
  • A paraphyletic group is a monophyletic group that excludes some of the descendants (for example, reptiles are sauropsids excluding birds). Most cladists discourage the use of paraphyletic groups.
  • A polyphyletic group is a group consisting of members from two non-overlapping monophyletic groups (for example, flying animals). Most cladists discourage the use of polyphyletic groups.
  • An outgroup is an organism that is considered not to be part of the group in question, but is closely related to the group.
  • A characteristic that is present in both the outgroups and in the ancestors is called a plesiomorphy (meaning "close form," also called an ancestral state).
  • A characteristic that occurs only in later descendants is called an apomorphy (meaning "separate form," also called a "derived" state) for that group. Note: The adjectives plesiomorphic and apomorphic are used instead of "primitive" and "advanced" to avoid placing value-judgments on the evolution of the character states, since both may be advantageous in different circumstances. It is not uncommon to refer informally to a collective set of plesiomorphies as a ground plan for the clade or clades they refer to.
  • A species or clade is basal to another clade if it holds more plesiomorphic characters than that other clade. Usually a basal group is very species-poor as compared to a more derived group. It is not a requirement that a basal group be extant. For example, palaeodicots are basal to flowering plants.
  • A clade or species located within another clade is said to be nested within that clade.

Three definitions of clade

There are three ways to define a clade for use in a cladistic taxonomy (de Queiroz and Gauthier 1994):

  • Node-based: The most recent common ancestor of A and B along with all of its descendants.
  • Stem-based: All descendants of the oldest common ancestor of A and B that is not also an ancestor of Z.
  • Apomorphy-based: The most recent common ancestor of A and B, along with all of its descendants, possessing a certain derived character. This definition is generally discouraged by most cladists.

Cladistics compared with Linnaean taxonomy

A highly resolved, automatically generated tree of life based on completely sequenced genomes (Letunic 2007).

Prior to the advent of cladistics, most taxonomists limited themselves to Linnaean taxonomy to organizing lifeforms. That traditional approach used several fixed levels of a hierarchy, such as Kingdom, Phylum, Class, Order, and Family. Cladistics does not limit themselves to such terms, because one of the fundamental premises of cladistics is that the evolutionary tree is very deep and very complex, and it is not meaningful to use a fixed number of levels.

Historically, taxonomies were organized simply based on morphological similarities. Today, Linnaen taxonomy is oriented toward such taxonomic groupings reflecting phylogenies; however, in contrast to cladistics it allows both monophyletic and paraphyletic groups as taxa. Since the early twentieth century, Linnaean taxonomists have generally attempted to make genus and lower-level taxa monophyletic.

Cladistics originated in the work of Willi Hennig, and since that time, there has been a spirited debate (Wheeler 2000) about the relative merits of cladistics versus Linnaean classification (Benton 2000). Some of the debates that the cladists engaged in had been running since the nineteenth century, but they entered these debates with a new fervor (Hull 1988), as can be learned from the Foreword to Hennig (1979) in which Rosen, Nelson, and Patterson wrote the following:

Encumbered with vague and slippery ideas about adaptation, fitness, biological species and natural selection, neo-Darwinism (summed up in the "evolutionary" systematics of Mayr and Simpson) not only lacked a definable investigatory method, but came to depend, both for evolutionary interpretation and classification, on consensus or authority (Foreword, page ix).

Proponents of cladistics enumerate key distinctions between cladistics and Linnaean taxonomy as follows (Hennig 1975):

Cladistics Linnaean Taxonomy
Treats all levels of the tree as equivalent. Treats each tree level uniquely. Uses special names (such as Family, Class, Order) for each level.
Handles arbitrarily-deep trees. Often must invent new level-names (such as superorder, suborder, infraorder, parvorder, magnorder) to accommodate new discoveries. Biased towards trees about 4 to 12 levels deep.
Discourages naming or use of groups that are not monophyletic Acceptable to name and use paraphyletic groups
Primary goal is to reflect actual process of evolution Primary goal is to group species based on morphological similarities
Assumes that the shape of the tree will change frequently, with new discoveries New discoveries often require re-naming or re-levelling of Classes, Orders, and Kingdoms
Definitions of taxa are objective, hence free from personal interpretation Definitions of taxa require individuals to make subjective decisions. For example, various taxonomists suggest that the number of Kingdoms is two, three, four, five, or six (see Kingdom).
Taxa, once defined, are permanent (e.g. "taxon X comprises the most recent common ancestor of species A and B along with its descendants") Taxa can be renamed and eliminated (e.g. Insectivora is one of many taxa in the Linnaean system that have been eliminated).

Proponents of Linnaean taxonomy contend that it has some advantages over cladistics, such as:[1]

Cladistics Linnaean Taxonomy
Limited to entities related by evolution or ancestry Allows groupings without reference to evolution or ancestry
Does not include a process for naming species Includes a process for giving unique names to species
Difficult to understand the essence of a clade, because clade definitions emphasize ancestry at the expense of meaningful characteristics Taxa definitions based on tangible characteristics
Ignores sensible, clearly-defined paraphyletic groups such as reptiles Permits clearly-defined groups such as reptiles
Difficult to determine if a given species is in a clade or not (for example, if clade X is defined as "most recent common ancestor of A and B along with its descendants," then the only way to determine if species Y is in the clade is to perform a complex evolutionary analysis) Straightforward process to determine if a given species is in a taxon or not
Limited to organisms that evolved by inherited traits; not applicable to organisms that evolved via complex gene-sharing or lateral transfer Applicable to all organisms, regardless of evolutionary mechanism

How complex is the Tree of Life?

One of the arguments in favor of cladistics is that it supports arbitrarily complex, arbitrarily deep trees. Especially when extinct species are considered (both known and unknown), the complexity and depth of the tree can be very large. Every single speciation event, including all the species that are now extinct, represents an additional fork on the hypothetical, complete cladogram representing the full tree of life. Fractals can be used to represent this notion of increasing detail: As a viewpoint zooms into the tree of life, the complexity remains virtually constant (Gordon 1999).

This great complexity of the tree, and the uncertainty associated with the complexity, is one of the reasons that cladists cite for the attractiveness of cladistics over traditional taxonomy.

Proponents of non-cladistic approaches to taxonomy point to puncuated equilibrium to bolster the case that the tree-of-life has a finite depth and finite complexity. If the number of species currently alive is finite, and the number of extinct species that we will ever know about is finite, then the depth and complexity of the tree of life is bounded, and there is no need to handle arbitrarily deep trees.

Applying Cladistics to other disciplines

The processes used to generate cladograms are not limited to the field of biology (Mace 2005).

The generic nature of cladistics means that cladistics can be used to organize groups of items in many different realms. The only requirement is that the items have chararacteristics that can be identified and measured. For example, one could take a group of 200 spoken languages, measure various characteristics of each language (vocabulary, phonemes, rhythms, accents, dynamics, etc.) and then apply a cladogram algorithm to the data. The result will be a tree that may shed light on how, and in what order, the languages came into existence.

Thus, cladistic methods have recently been usefully applied to non-biological systems, including determining language families in historical linguistics, culture, history (Lipo 2005), and filiation of manuscripts in textual criticism.

Notes

  1. Ernst Mayr, Evolution and the Diversity of Life (Selected Essays) (Cambridge, MA: Harvard Univ. Press, 1976). ISBN 0-674-27105-X

References
ISBN links support NWE through referral fees

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