Difference between revisions of "Social mobility" - New World Encyclopedia

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[[Category:Politics and social sciences]]
 
[[Category:Politics and social sciences]]
 
[[Category:Sociology]]
 
[[Category:Sociology]]
  
==Introduction==
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'''Social mobility''' is the movement of the members of a particular society in terms of their [[social status]], usually defined in terms of occupation and income (vertical mobility), or from one social group to another, not necessarily with concomitant change in social position (horizontal mobility). Human societies, apart from the most [[primitive culture|primitive]], have been stratified and have had varying degrees of social mobility. The correlation between societal progress and social mobility is not clear, as many socially immobile societies experienced sudden progress through revolutions, while for others, increased [[education]] led to improvements in society but a decline in social mobility. Ultimately, social mobility may need to be redefined such that changes in occupation and social group are not connected to changes in social value, in other words these become horizontal in nature, and vertical mobility could be reserved for increased respect due to seniority or experience.
'''Social mobility''' is the degree to which, in a given society, an individual's social status can change throughout the course of his or her life, or the degree to which that individual's offspring and subsequent generations move up and down the class system. It is, in other words, the movement ( or circulation ) of individuals, families or groups within a social space mapped by status, occupation, income, and similar variables through which members of a society may be defined.
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==Definition==
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'''Social mobility''' is the degree to which, in a given society, an individual's social status can change throughout the course of his or her life, or the degree to which that individual's offspring and subsequent generations move up and down the [[social class|class system]]. In other words, it is the movement (or circulation) of individuals, [[family|families]], or groups within a social space mapped by [[social status|status]], occupation, income, and similar variables through which members of a society may be defined.
  
There are two types of social mobility, horizontal and vertical. '''Horizontal social mobility''' or "shifting" means the transition of an individual or social object from one social group to another, situated on the same level, such as: from one factory to another in the same occupational status or from any one place to another. In all these cases, "shifting" may take place without any noticeable change of the social position in the vertical direction of the shiftee. By '''vertical social mobility''' is meant the relations involved in a a transition of an individual (or a social object) from one social stratum to another.
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There are two types of social mobility, horizontal and vertical. '''Horizontal social mobility''' (Sorokin 1959), or "shifting," means the transition of an individual from one social group to another situated on the same level. For example, one may move from one factory to another in the same occupational status, from one family to another (through marriage), from one citizenship to another, or from any one place to another. In all these cases, "shifting" may take place without any noticeable vertical change in the social position of the shifter.  
  
According to the degree or the ease of the circulation, it is possible to make distinction between immobile ( or closed societies ) and mobile societies where the transition from one social stratum to another has had minimum resistance. An important caveat: There scarcely has existed a society whose strata were absolutely closed, just as there has hardly ever existed a society where the vertical mobility was absolutely free of obstacles.  
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By '''vertical social mobility''' (Sorokin 1959) is meant the transition of an individual from one social stratum to another. In this case, there are two directions: upward and downward mobility. Vertical social mobility involves change in value. However, there is not a perfect correlation between social status and financial reward—some jobs have higher social status but lower salary. Individuals striving for higher status might find they are aimed for social status less financially rewarding, perhaps, compared to the one they started from (e.g. blue collar vs. white collar, high-tech entrepreneur vs. university professor, etc.).  
  
Social mobility is normally discussed in a positive light, but it is a two-sided phenomenon. Unlike absolute economic prosperity and individual standard of living, relative social class is a [[game theory|zero-sum game]], and where there is upward mobility, there is also downward mobility. While a few individual members of the working class or even immigrants manage to achieve positions of wealth or power, the overwhelming majority do not. Indeed, within the strictly human environment - the case of robots notwithstanding because even there the cost-minimizing principle would dictate to have maximum possible number of robots "manipulated" by a minimum number of highly-paid experts - it is physically impossible to have more bosses than workers; thus it is impossible for the majority of workers to rise out of their social class. Besides, the ability for an individual to become wealthy, out of powerty, does not necessarily indicate that there is social mobility in his or her society. However, the entire paradigm of benefits of the unchecked social mobility to any society is based on the axiom of large-sample statistics. The bigger the sample of individual competitors for every single social position the society needs and can chose from - where the necessary attributes are: know-how, talent, education, ambiiton, character, presnce, etc. - the higher outcome the society is likely to get from that position. Despite the corrrepondent downward mobility, in macro-systems, this is the only way to societal progress.  
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According to the degree or the ease of the circulation, it is possible to make a distinction between immobile (closed) societies and mobile (open) societies, where the transition from one social stratum to another has minimum resistance. An important caveat: There has scarcely ever existed a society whose strata were absolutely closed, just as there has hardly ever existed a society where the vertical mobility was absolutely free of obstacles.
  
Some further remarks. In [[market]] societies like the modern United States, class and [[economics | economic]] wealth are strongly correlated and, therefore, often conflated. In some societies, on the other hand, they are time-lagged factors at play. Usually, membership in a high social class provides more opportunities for wealth and political power, and therefore economic fortune is often a [[lagging indicator]] of social class. In newly-formed societies with little or no established tradition (such as the American West in the 19th century) the reverse is true: Made wealth precipitates the elite of future generations.
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==Positive and Negative Aspects==
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Social mobility is normally discussed in a positive light, but it is a two-sided phenomenon. Unlike absolute economic prosperity and individual standard of living, relative [[social class]] is a [[game theory|zero-sum game]]: where there is upward mobility, there is also downward mobility. A revolution, which changes the social structure, opens previously barred positions to some, while at the same time removing wealth and position from those previously in power. Thus, a high rate of social mobility can increase stress due to insecurity, since it is equally likely that one will move down the social scale. Also, individuals who move rapidly from one social situation to a very different one often feel out of place, experiencing [[anxiety]] when facing unfamiliar standards of conduct.
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On the positive side of vertical mobility is the generally expected result that individuals have the opportunity to make the best use of their talents and abilities, and thus make greater contributions to society as a whole. Immigrants from poorer, less [[technology|technologically]] advanced countries find opportunities that were not available in their country of origin and so benefit from social mobility. Similarly, people moving from poor, rural areas to richer cities find jobs that pay more and have higher social status.
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There is a catch, however. Although societies with low or nonexistent social mobility might afford free individuals opportunities to amass wealth, wealth itself very rarely can "buy" entry into a higher social class. In feudal [[Japan]] and [[Confucius]]-era [[China]], wealthy merchants occupied the lowest ranks in society. In pre-revolutionary [[France]], a nobleman, however poor, was from the "second estate" of society and thus superior, at least in theory, to a wealthy merchant (from the "third estate"). A similar situation exists in [[Saudi Arabia]] and neighboring sultanates: a commoner cannot become head of state nor can he hold any high or important position in the [[government]]. He can become rich, though.  
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In [[market]] societies like the modern [[United States]], class and [[economics|economic]] wealth are strongly correlated and, therefore, often conflated. In some societies, on the other hand, there are time-lagged factors at play. Usually, membership in a high social class provides more opportunities for wealth and political power, and therefore economic fortune is often a lagging indicator of social class. In newly formed societies with little or no established tradition (such as the American West in the nineteenth century), the reverse is true: Made wealth precipitates the elite of future generations.
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The relationship between social mobility and the rigidity of class structure is also not simple. While it might appear that social mobility leads to breakdown of a class system, resulting in a more egalitarian society, this is not always the case. Individuals who have risen to higher positions in society may then act to enforce class differences in order to maintain their new, higher position. Revolutions may be times of greatest social mobility and radical change in the class system. After the revolution, however, is a different story: successful revolutions are often followed by minimal social mobility as the new leadership solidifies its position.
  
 
==Examples of Social Mobility and Immobility==
 
==Examples of Social Mobility and Immobility==
  
Examples of closed societies were feudal and caste societies. Societies which use [[slavery]] are an example of low social mobility because, for the enslaved individuals, mobility is nonexistent. In [[Hindu]] society, under the [[caste system]], only with rare exceptions could individuals leave the caste into which they were born, regardless of [[wealth]] or [[merit]]. But even in such a society, there have been individuals born in one of the lowest castes - the son of late Mahatma Gandhi - who suceeded in entering the top, Brahmin, caste. There is a catch in it, though. Although societies with low or nonexistent social mobility might afford free individuals opportunities to amass wealth, wealth itself very rarely can "buy" entry into a higher social class. In feudal Japan and Confucius-era China, wealthy merchants occupied the lowest ranks in society. In pre-revolutionary France, a nobleman, however poor, was from the "second estate" of society and thus superior, at least in theory, to a wealthy merchant (from the "third estate"). Similar case can be made for quasi-feudal monarchies of modern era too. In Saudi Arabia and neighboring sultanates, a commoner cannot become a head of state nor can he hold any high or important position in the government. He can become rich, though.    
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Examples of closed, or socially immobile, societies are [[feudalism|feudal]] and [[caste system|caste]] societies. In [[Hindu]] society, under the caste system, only with rare exceptions could individuals leave the caste into which they were born, regardless of [[wealth]] or [[merit]]. But even in such a society, there have been individuals born in a lower caste, for example the son of [[Mahatma Gandhi]], who succeeded in entering the top (Brahmin) caste. In societies that used [[slavery]], mobility was nonexistent for the enslaved individuals, although the rest of society could have any amount of mobility.  
  
On the other hand, modern western [[democracy|democracies]] are characterized by much more intensive vertical mobility. It is worth mentioning, however, that in some western societies - Britain and Japan comes to mind - an interesting combination of horizontal immobility (i.e. staying with one employer to show loyalty, for instance) and,in these cases, not too impressive vertical upward mobility has been observed.  
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Modern western [[democracy|democracies]] are characterized by much more intensive vertical mobility. In democratic societies, the social position of an individual, at least theoretically, is not determined by his birth; all positions are open to everybody who can get them; there are no [[law|judicial]] or [[religion|religious]] obstacles to climbing (or going down) the social ladder. Official, or legally recognized, class designations do not exist, and it is possible, although rare, for individuals to move from poverty to wealth or political prominence within one generation. The case of [[Andrew Carnegie]], who arrived in the [[United States]] as a poor immigrant and later became a [[steel]] tycoon, is well known. [[Pierre Bérégovoy]], who started work at the age of 16 as a metal worker and became [[Prime Minister]] of [[France]], is another example. Nevertheless, such examples tend to be the exception rather than the rule. While a few individual members of the working class, or even immigrants, may manage to achieve positions of wealth or power, the overwhelming majority does not.
  
In democratic societies, the social position of an individual, at least theoretically, is not determined by his birth; all positions are open to everybody who can get them; there are  no judicial or religious obstacles to climbing ( or going down ). Official or legally recognized class designations do not exist, and it is possible - though rare - for individuals to move from poverty to wealth or political prominence within one generation. A case of [[Andrew Carnegie]], who arrived in the U.S. as a poor [[immigrant]] and later became a [[steel]] [[tycoon]] is well known. Another example, from France, is [[Pierre Bérégovoy]] who started working at the age of 16 as a metal worker and, in the end, became [[Prime Minister of France]]. Nevertheless, such examples tend to be the exception rather than the rule.
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It should also be noted that in some democratic societies, such as [[Britain]] and [[Japan]], an interesting combination of horizontal and vertical immobility has been observed. In these cases, horizontal immobility, resulting from staying with one employer to show loyalty or stability for instance, often led to limited vertical upward mobility.
  
 
== Basic Theories, Trends, and International Comparison==
 
== Basic Theories, Trends, and International Comparison==
In modern industrial societies with democratic tradition ( inclusive of the parliamentary "monarchies," such as in Britain, Denmark, Japan, etc.) that are open to social mobility, there were recognized at least two eras in which seemingly contradictory trends and, thus, theoretical concepts of social mobility have taken place:
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In modern industrial societies with a [[democracy|democratic]] tradition, including parliamentary "monarchies" such as [[Britain]], [[Denmark]], and [[Japan]] which are open to social mobility, there were at least two periods in which seemingly contradictory trends and, thus, changes in social mobility took place.
  
 
===Post-War Industrialization 1950-1970===
 
===Post-War Industrialization 1950-1970===
In the period from the end of the Second World War until the 1970s all industrialized nations showed declining income inequality. Chances for upward mobility in this era increased steadily with increased education. This held for all countries that devised good educational system ( including tertiary education ) open to all social strata. It was found that the proportion of those who moved up a long distance from their social origins form 8% of those with less than 5 years of formal education, and 53% of those with some postgraduate work. On the other side, men with an intermediate amount of education ( at least 8 years of compulsory education, but without finishing college ) experienced considerable '''downward''' mobility from their social origins, whatever relatively high. In other words, the positions with best rewards and highest rank were those requiring the most extensive training and/or talent. So, a sufficient determinant of rank appeared to be scarcity of talent and know-how acquired through the education channels.  
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In the period from the end of the [[World War II|Second World War]] until the 1970s, all [[industrialization|industrialized]] nations showed declining income inequality. Changes in the occupational structure, involving a decrease in the number of unskilled or manual jobs and a corresponding increase in the relative number of professional and white-collar occupations, permitted greater social mobility. Chances for upward mobility in this era increased steadily with increased [[education]]. This held for all countries that devised a good educational system, including [[tertiary education]], open to all social strata (Gazenboom et al. 1989).  
  
Finally, it can be argued - as the historical, cultural, political and institutional features are likely to shape mobility patterns - in the industrialized societies, the inequalities in upward mobility chances due to class origin will have been roughly the same.
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It was found that only eight percent of those with less than five years of formal education moved up a long distance from their social origins, whereas 53 percent of those with some postgraduate work experienced significant upward mobility. On the other side, men with an intermediate amount of education (at least eight years of compulsory education but without finishing [[college]]), experienced considerable downward mobility from their social origins, of whatever level. In other words, the positions with best rewards and highest rank were those requiring the most extensive training and/or talent. So, a sufficient determinant of rank appeared to be talent and expertise acquired through the educational channels.  
  
===Post-Industrial Societies 1970-2000 ( to Present )===
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Finally, it can be argued that, since historical, cultural, political, and institutional aspects are likely to shape mobility patterns, the range of opportunities for upward mobility has been roughly equal for people of all class origins in the industrialized societies during this period.
On the one side, in most European countries the upward social mobility keeps its correlation with educational attributes and thus continue producing "meritocracy" where anybody with talent, education, and ambition can attain any social and economic apex  ( as opposed to "aristocracy" where only blood-line was the main prerequisite for social status ). An assumption prevails that increased economic competition will cause employers to recruit  on increasingly meritocratic bases, with the result that the social advantages attached to generally upheld factors, such as: class origin, sex or ethnic group membership, will decline in importance as resources for upward mobility.
 
  
On the other side, and somewhat surprisingly, in the U.S. and Britain these meritocratic trends have actually been producing '''decline''' in social mobility. In America, there is a higher correlation today between parents' and children's' income than in the 1980s, while the income gap between college graduates and non-graduated doubled between 1979 and 1997. Unchecked, these trends might lead the U.S. toward something resembling a caste society, with the underclass mired ever more firmly at the bottom and the cognitive elite ever more firmly anchored at the top. No wonder that many believe that America is becoming a stratified society based on education: a meritocracy and that class is reappearing in a new form.
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===Post-Industrial Societies after 1970===
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On the one side, in the latter part of the twentieth century, upward social mobility kept its correlation with education in most [[Europe]]an countries. Thus, they continued producing "meritocracies" where anybody with talent, education, and ambition could attain any social and economic apex, as opposed to "aristocracies" where bloodline was the main prerequisite to [[social status]]. The prevailing assumption in such societies has been that increased economic competition would cause employers to recruit on an increasingly meritocratic basis, with the result that the social advantages attached to factors such as class origin, gender, or ethnicity would decline in importance for upward mobility.
  
The belief that more education will make Britain more meritocratic and shatter the class system caused a huge expansion in higher education during the past two decades and the government's determination to steer half the country's 18-30-year-olds into universities. The idea that we live in a "knowledge economy" has strengthened that notion. But the recent trends show that education plays a smaller role in social mobility than it used to, according to current research. It discovered that firms want recruits that formal education does not necessarily bring: "high touch" in the jargon, rather than hi-tech. Typical example are management jobs in fast-growing industries, such as leisure and retailing, as well as posts in public relations, in sales and customer care. What these posts did require were skills in communication and team-working, and personal attributes as "good appearance," "good manners," "character," and "presence" ( i.e."proper accent" ). Hence, all these newly sought after attributes were more clearly linked to wealth and to educational attainment ( coming with it ) with children from the poor backgrounds trapped in the worst schools and less likely to continue their studies. Thus, the old class system has been reconstituted into a more or less meritocratic upper tier and a lower tier which is defined principally by its failure to qualify for the upper tier.
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On the other side, and somewhat surprisingly, in the [[United States]] and [[Great Britain]] these meritocratic trends actually produced a decline in social mobility (Gottschalk and Smeeding 1997). In the U.S., by the end of the twentieth century there was a higher correlation between parents' and children's income than in the 1980s (and an extra push for the offspring of higher-income, college graduate parents to go to college too), while the income gap between college graduates and non-graduates doubled between 1979 and 1997 (Barone 2005). Thus, many believed that if these trends remain unchecked they could lead the U.S. toward something resembling a caste society, with the underclass mired ever more firmly at the bottom and the educated elite ever more firmly anchored at the top, in other words a [[class system]] based on education.
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The late twentieth-century belief that more education would make Britain more meritocratic and shatter the class system caused a huge expansion in [[higher education]], with the government determined to steer half the country's 18 to 30-year-olds into [[university|universities]]. The idea that we live in a "knowledge economy" strengthened that notion. However, trends show that education plays a smaller role in social mobility than it used to. Many employers seeking recruits for management jobs in fast-growing industries, such as leisure and retailing, as well as posts in public relations, sales, and customer care, wanted these new employees to be skilled in areas that formal education does not necessarily bring. What these posts required were skills in [[communication]], teamwork, and personal attributes such as "good appearance," "good manners," "character," and "proper accent." These newly sought after attributes were more clearly linked to wealth and its accompanying educational attainment, with children from the poorer backgrounds trapped in the worst [[school]]s and less likely to continue their studies. Thus, the old class system has been reconstituted into a more or less meritocratic upper tier, with the lower tier defined principally by its failure to qualify for the upper tier (Jackson et al. 2006)
  
 
===Transitional Societies===
 
===Transitional Societies===
Many of the countries that have recently converted to a market-based economic system have also an alarming increase in income inequality: a widening gap between the haves and have-nots. This is particularly noticeable in all countries of the former Soviet Block. While everybody, with exception of apparatchicks, was equally poor ( relative to any Western society ), it was bad, but bearable. The market-based social mobility encouraged entrepreneurs of all kind. According to the mainstream opinion, this should lead to a more fair society. However, the excesses there lead to widespread insecurity and anxiety.  
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Many of the countries that converted to a [[market]]-based economic system in the latter part of the twentieth century have experienced an alarming increase in income inequality: a widening gap between the haves and have-nots. This is particularly noticeable in all countries of the former [[Soviet Union]]. When everybody, with the exception of the "apparatchiks" (bureaucrats or functionaries of the [[Communist Party]] apparatus), was equally poor relative to Western societies, it was bad, but bearable. The new market-based social mobility encouraged entrepreneurs of all kinds. It was expected that this should lead to a more equitable society. Instead, however, widespread insecurity and [[anxiety]] developed, due to widespread corrupt, unethical, and even criminal behavior on the part of the "nouveau-riche" ruling class that filled the gap following the breakdown of the previous system.
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===Impact of Globalization===
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Hand in hand with the widening income inequality gap found in the transitional (former underdeveloped or communist) societies, comes the effect of [[globalization]]. Thus, the outsourcing to workers in a different country may provide opportunities for upward mobility in that country, and possibly corresponding downward social mobility in the first country. For example, the loss of jobs in [[computer]] programming in the [[United States]] to [[India]], might lead to upward social mobility in India and downward social mobility in the U.S.
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As social mobility can be looked at in terms of the distribution of life chances among classes, countries, sexes, races, urban/rural populations, and age groups, the bright side of globalization has, in certain cases, improved possibilities for (educated and/or intelligent) young people of both sexes in poor countries, allowing them to more fully realize their potential.  
  
The problem of these transitional societies is in high correlation of income inequality with asocial, unethical and/or downright criminal behavior of the "nouveau-riche" ruling class - former oligarchy, the only social strata with money, connections and information - that operates in the legal limbo created by the institutional framework consisting of the old constitution, securing the dictatorship of the former oligarchic cliques, with only a few partially novelized laws. Since the large part of police and the judicial apparatus is corrupt with strong personal ties to the old oligarchs ( now presidents ), the problems of social mobility might be negligible relative to the lingering danger of societies destruction. This scenario is not at all far-fetched, given the societies' dissatisfaction with lawlessness is rising well to the previously uncharted levels.
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More negatively, however, globalization has thus far increased the income inequality gap in these societies by creating another “nouveau-riche” sub-class (strongly attached to the original oligarchies via family ties, as their offspring have often seized all the opportunities). For example, we see that gaps in opportunities have tended to widen during the period of accelerated globalization on class lines everywhere: between the North (industrialized) and the South (underdeveloped), and even in the [[European Union]], in which the former communist (East and Central) countries provide a drastic contrast to EU ideals.
  
Typical examples are not only the republics of Central Asia, NIS and the rest of the former USSR but even the new EU members from this Block.
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However, it should be noted that these inequities have flowed largely from the policies that have been applied to globalization, rather than from globalization per se.
  
 
==Conclusion==
 
==Conclusion==
Social mobility is the movement of the members of a certain society within the social space mapped by status, occupation, income and similar factors. In a perfect world anybody's background would be of no importance, since everybody would be competing for jobs under the same conditions. We don't live in a perfect world, though. There are differences in the social circumstances of classes, of men and women, and people of different ethnic groups and occupational and hence, social background. It might be argued that individuals striving for higher status might find their aimed-at social status less pecuniary demanding that, perhaps, the one they started from ( e.g. blue collar vs. white collar, high-tech entrepreneur vs. university professor, etc. ). But, we also know that the traditional democracies - with the enshrined rights and freedom to all prerequisites of social mobility - are, apart from being law-abiding societies, also invariably leaders in economic prosperity and individual standards of living, stagnant or decreased mobility notwithstanding. As we noted in the introductory paragraph, perhaps by social-mobility-induced filling-up of individual occupations, these posts, in general, might become - because of much higher qualitative output - also more financial rewarding.  
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Social mobility is the movement of the members of a certain society within the social space mapped by status, occupation, income, and similar factors. In a perfect world, social background would be of no importance, since everybody would be able to train and apply for any jobs that interested them. We don't live in a perfect world, though. There are differences in the social circumstances of classes, of men and women, of people from different ethnic groups, and people from different occupational backgrounds. Thus, the relative ease of mobility within a society has ramifications for those who are not content to live within the limitations of their original circumstances, or for whom circumstances change due to events beyond their control.
  
A New York Times columnist points out that since 1993, we have seen declines in violent crimes, family violence, teenage births, abortions, child poverty, drunken driving, teenage sex, teenage suicide and divorce. Also apparent are increases in test scores and membership in voluntary associations and he concludes: "...meritocracy may mean less mobility, but that is bearable if America is becoming more virtuous...." From all of this it follows that a sound moral foundations, law abiding societal behavior, successful educational system open in the whole spectrum for everybody ( no matter from which social strata the students come ), quality of legal framework and law enforcement capability, respect for human rights, freedom of religion and credibility of the legal institution should, at the end, take care of any social mobility vs. meritocracy fluctuations. These attributes should, first of all, bring the sustainable growth growth of societal prosperity and well-being, which is, after all, the ultimate goal of every society.
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To date, all societies have been stratified, which means that different (economic and other) value has been attached to the different strata. Such societies have had some kind of "sieve" in place, sifting the individuals—allowing some to climb up while keeping others in the lower strata, thus maintaining the [[social structure]].
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However, traditional [[democracy|democracies]], with rights and freedom for all, which are prerequisites of social mobility, are, apart from being law-abiding societies, also leaders in economic prosperity and individual standards of living, stagnant or decreased mobility notwithstanding.  
  
==External links==
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From all of this it follows that a sound moral foundation, law abiding societal behavior, a successful educational system open to the whole spectrum for everybody (regardless of the students' social strata), effective [[legal system|judicial system]] and [[police|law enforcement]] capability, respect for human rights, and freedom of [[religion]] should allow both social mobility and some stratification of society. These attributes should, then, bring the sustainable growth of societal prosperity and well-being, which is, after all, the ultimate goal of every society.
  
The New York Times offers a graphic about social mobility, overall trends, income elasticity and country by country. European nations such as Denmark and France, are ahead of the US. [http://www.nytimes.com/packages/html/national/20050515_CLASS_GRAPHIC/index_03.html]
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==References==
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*Barone, Michael. [http://economistsview.typepad.com/economistsview/2005/08/does_michael_ba.html Is Social Mobility on the Decline?] 2005. Retrieved October 14, 2015.
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*Breen, Richard. [http://www.nuff.ox.ac.uk/Users/yaish/npsm/Objectives.htm National Patterns of Social Mobility 1970-1995: Divergence or Convergence?] Retrieved October 14, 2015.
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*Gottschalk, Peter, and Timothy M. Smeeding. "Cross-National Comparisons of Earnings and Income Inequality." ''Journal of Economic Literature'' 35(2) (June, 1997): 633-687.
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*Jackson, Michelle, J. Goldthorpe and C. Mills. "Education, Employers and Class Mobility," in ''Research in Social Stratification and Mobility'' edited by Kevin Leicht. Elsevier, 2006.
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*Sorokin, P. ''Social and Cultural Mobility'' New York, NY: The Free Press, 1959. ISBN 0029302706
  
  
  
 
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Latest revision as of 01:47, 17 November 2019


Social mobility is the movement of the members of a particular society in terms of their social status, usually defined in terms of occupation and income (vertical mobility), or from one social group to another, not necessarily with concomitant change in social position (horizontal mobility). Human societies, apart from the most primitive, have been stratified and have had varying degrees of social mobility. The correlation between societal progress and social mobility is not clear, as many socially immobile societies experienced sudden progress through revolutions, while for others, increased education led to improvements in society but a decline in social mobility. Ultimately, social mobility may need to be redefined such that changes in occupation and social group are not connected to changes in social value, in other words these become horizontal in nature, and vertical mobility could be reserved for increased respect due to seniority or experience.

Definition

Social mobility is the degree to which, in a given society, an individual's social status can change throughout the course of his or her life, or the degree to which that individual's offspring and subsequent generations move up and down the class system. In other words, it is the movement (or circulation) of individuals, families, or groups within a social space mapped by status, occupation, income, and similar variables through which members of a society may be defined.

There are two types of social mobility, horizontal and vertical. Horizontal social mobility (Sorokin 1959), or "shifting," means the transition of an individual from one social group to another situated on the same level. For example, one may move from one factory to another in the same occupational status, from one family to another (through marriage), from one citizenship to another, or from any one place to another. In all these cases, "shifting" may take place without any noticeable vertical change in the social position of the shifter.

By vertical social mobility (Sorokin 1959) is meant the transition of an individual from one social stratum to another. In this case, there are two directions: upward and downward mobility. Vertical social mobility involves change in value. However, there is not a perfect correlation between social status and financial reward—some jobs have higher social status but lower salary. Individuals striving for higher status might find they are aimed for social status less financially rewarding, perhaps, compared to the one they started from (e.g. blue collar vs. white collar, high-tech entrepreneur vs. university professor, etc.).

According to the degree or the ease of the circulation, it is possible to make a distinction between immobile (closed) societies and mobile (open) societies, where the transition from one social stratum to another has minimum resistance. An important caveat: There has scarcely ever existed a society whose strata were absolutely closed, just as there has hardly ever existed a society where the vertical mobility was absolutely free of obstacles.

Positive and Negative Aspects

Social mobility is normally discussed in a positive light, but it is a two-sided phenomenon. Unlike absolute economic prosperity and individual standard of living, relative social class is a zero-sum game: where there is upward mobility, there is also downward mobility. A revolution, which changes the social structure, opens previously barred positions to some, while at the same time removing wealth and position from those previously in power. Thus, a high rate of social mobility can increase stress due to insecurity, since it is equally likely that one will move down the social scale. Also, individuals who move rapidly from one social situation to a very different one often feel out of place, experiencing anxiety when facing unfamiliar standards of conduct.

On the positive side of vertical mobility is the generally expected result that individuals have the opportunity to make the best use of their talents and abilities, and thus make greater contributions to society as a whole. Immigrants from poorer, less technologically advanced countries find opportunities that were not available in their country of origin and so benefit from social mobility. Similarly, people moving from poor, rural areas to richer cities find jobs that pay more and have higher social status.

There is a catch, however. Although societies with low or nonexistent social mobility might afford free individuals opportunities to amass wealth, wealth itself very rarely can "buy" entry into a higher social class. In feudal Japan and Confucius-era China, wealthy merchants occupied the lowest ranks in society. In pre-revolutionary France, a nobleman, however poor, was from the "second estate" of society and thus superior, at least in theory, to a wealthy merchant (from the "third estate"). A similar situation exists in Saudi Arabia and neighboring sultanates: a commoner cannot become head of state nor can he hold any high or important position in the government. He can become rich, though.

In market societies like the modern United States, class and economic wealth are strongly correlated and, therefore, often conflated. In some societies, on the other hand, there are time-lagged factors at play. Usually, membership in a high social class provides more opportunities for wealth and political power, and therefore economic fortune is often a lagging indicator of social class. In newly formed societies with little or no established tradition (such as the American West in the nineteenth century), the reverse is true: Made wealth precipitates the elite of future generations.

The relationship between social mobility and the rigidity of class structure is also not simple. While it might appear that social mobility leads to breakdown of a class system, resulting in a more egalitarian society, this is not always the case. Individuals who have risen to higher positions in society may then act to enforce class differences in order to maintain their new, higher position. Revolutions may be times of greatest social mobility and radical change in the class system. After the revolution, however, is a different story: successful revolutions are often followed by minimal social mobility as the new leadership solidifies its position.

Examples of Social Mobility and Immobility

Examples of closed, or socially immobile, societies are feudal and caste societies. In Hindu society, under the caste system, only with rare exceptions could individuals leave the caste into which they were born, regardless of wealth or merit. But even in such a society, there have been individuals born in a lower caste, for example the son of Mahatma Gandhi, who succeeded in entering the top (Brahmin) caste. In societies that used slavery, mobility was nonexistent for the enslaved individuals, although the rest of society could have any amount of mobility.

Modern western democracies are characterized by much more intensive vertical mobility. In democratic societies, the social position of an individual, at least theoretically, is not determined by his birth; all positions are open to everybody who can get them; there are no judicial or religious obstacles to climbing (or going down) the social ladder. Official, or legally recognized, class designations do not exist, and it is possible, although rare, for individuals to move from poverty to wealth or political prominence within one generation. The case of Andrew Carnegie, who arrived in the United States as a poor immigrant and later became a steel tycoon, is well known. Pierre Bérégovoy, who started work at the age of 16 as a metal worker and became Prime Minister of France, is another example. Nevertheless, such examples tend to be the exception rather than the rule. While a few individual members of the working class, or even immigrants, may manage to achieve positions of wealth or power, the overwhelming majority does not.

It should also be noted that in some democratic societies, such as Britain and Japan, an interesting combination of horizontal and vertical immobility has been observed. In these cases, horizontal immobility, resulting from staying with one employer to show loyalty or stability for instance, often led to limited vertical upward mobility.

Basic Theories, Trends, and International Comparison

In modern industrial societies with a democratic tradition, including parliamentary "monarchies" such as Britain, Denmark, and Japan which are open to social mobility, there were at least two periods in which seemingly contradictory trends and, thus, changes in social mobility took place.

Post-War Industrialization 1950-1970

In the period from the end of the Second World War until the 1970s, all industrialized nations showed declining income inequality. Changes in the occupational structure, involving a decrease in the number of unskilled or manual jobs and a corresponding increase in the relative number of professional and white-collar occupations, permitted greater social mobility. Chances for upward mobility in this era increased steadily with increased education. This held for all countries that devised a good educational system, including tertiary education, open to all social strata (Gazenboom et al. 1989).

It was found that only eight percent of those with less than five years of formal education moved up a long distance from their social origins, whereas 53 percent of those with some postgraduate work experienced significant upward mobility. On the other side, men with an intermediate amount of education (at least eight years of compulsory education but without finishing college), experienced considerable downward mobility from their social origins, of whatever level. In other words, the positions with best rewards and highest rank were those requiring the most extensive training and/or talent. So, a sufficient determinant of rank appeared to be talent and expertise acquired through the educational channels.

Finally, it can be argued that, since historical, cultural, political, and institutional aspects are likely to shape mobility patterns, the range of opportunities for upward mobility has been roughly equal for people of all class origins in the industrialized societies during this period.

Post-Industrial Societies after 1970

On the one side, in the latter part of the twentieth century, upward social mobility kept its correlation with education in most European countries. Thus, they continued producing "meritocracies" where anybody with talent, education, and ambition could attain any social and economic apex, as opposed to "aristocracies" where bloodline was the main prerequisite to social status. The prevailing assumption in such societies has been that increased economic competition would cause employers to recruit on an increasingly meritocratic basis, with the result that the social advantages attached to factors such as class origin, gender, or ethnicity would decline in importance for upward mobility.

On the other side, and somewhat surprisingly, in the United States and Great Britain these meritocratic trends actually produced a decline in social mobility (Gottschalk and Smeeding 1997). In the U.S., by the end of the twentieth century there was a higher correlation between parents' and children's income than in the 1980s (and an extra push for the offspring of higher-income, college graduate parents to go to college too), while the income gap between college graduates and non-graduates doubled between 1979 and 1997 (Barone 2005). Thus, many believed that if these trends remain unchecked they could lead the U.S. toward something resembling a caste society, with the underclass mired ever more firmly at the bottom and the educated elite ever more firmly anchored at the top, in other words a class system based on education.

The late twentieth-century belief that more education would make Britain more meritocratic and shatter the class system caused a huge expansion in higher education, with the government determined to steer half the country's 18 to 30-year-olds into universities. The idea that we live in a "knowledge economy" strengthened that notion. However, trends show that education plays a smaller role in social mobility than it used to. Many employers seeking recruits for management jobs in fast-growing industries, such as leisure and retailing, as well as posts in public relations, sales, and customer care, wanted these new employees to be skilled in areas that formal education does not necessarily bring. What these posts required were skills in communication, teamwork, and personal attributes such as "good appearance," "good manners," "character," and "proper accent." These newly sought after attributes were more clearly linked to wealth and its accompanying educational attainment, with children from the poorer backgrounds trapped in the worst schools and less likely to continue their studies. Thus, the old class system has been reconstituted into a more or less meritocratic upper tier, with the lower tier defined principally by its failure to qualify for the upper tier (Jackson et al. 2006)

Transitional Societies

Many of the countries that converted to a market-based economic system in the latter part of the twentieth century have experienced an alarming increase in income inequality: a widening gap between the haves and have-nots. This is particularly noticeable in all countries of the former Soviet Union. When everybody, with the exception of the "apparatchiks" (bureaucrats or functionaries of the Communist Party apparatus), was equally poor relative to Western societies, it was bad, but bearable. The new market-based social mobility encouraged entrepreneurs of all kinds. It was expected that this should lead to a more equitable society. Instead, however, widespread insecurity and anxiety developed, due to widespread corrupt, unethical, and even criminal behavior on the part of the "nouveau-riche" ruling class that filled the gap following the breakdown of the previous system.

Impact of Globalization

Hand in hand with the widening income inequality gap found in the transitional (former underdeveloped or communist) societies, comes the effect of globalization. Thus, the outsourcing to workers in a different country may provide opportunities for upward mobility in that country, and possibly corresponding downward social mobility in the first country. For example, the loss of jobs in computer programming in the United States to India, might lead to upward social mobility in India and downward social mobility in the U.S.

As social mobility can be looked at in terms of the distribution of life chances among classes, countries, sexes, races, urban/rural populations, and age groups, the bright side of globalization has, in certain cases, improved possibilities for (educated and/or intelligent) young people of both sexes in poor countries, allowing them to more fully realize their potential.

More negatively, however, globalization has thus far increased the income inequality gap in these societies by creating another “nouveau-riche” sub-class (strongly attached to the original oligarchies via family ties, as their offspring have often seized all the opportunities). For example, we see that gaps in opportunities have tended to widen during the period of accelerated globalization on class lines everywhere: between the North (industrialized) and the South (underdeveloped), and even in the European Union, in which the former communist (East and Central) countries provide a drastic contrast to EU ideals.

However, it should be noted that these inequities have flowed largely from the policies that have been applied to globalization, rather than from globalization per se.

Conclusion

Social mobility is the movement of the members of a certain society within the social space mapped by status, occupation, income, and similar factors. In a perfect world, social background would be of no importance, since everybody would be able to train and apply for any jobs that interested them. We don't live in a perfect world, though. There are differences in the social circumstances of classes, of men and women, of people from different ethnic groups, and people from different occupational backgrounds. Thus, the relative ease of mobility within a society has ramifications for those who are not content to live within the limitations of their original circumstances, or for whom circumstances change due to events beyond their control.

To date, all societies have been stratified, which means that different (economic and other) value has been attached to the different strata. Such societies have had some kind of "sieve" in place, sifting the individuals—allowing some to climb up while keeping others in the lower strata, thus maintaining the social structure.

However, traditional democracies, with rights and freedom for all, which are prerequisites of social mobility, are, apart from being law-abiding societies, also leaders in economic prosperity and individual standards of living, stagnant or decreased mobility notwithstanding.

From all of this it follows that a sound moral foundation, law abiding societal behavior, a successful educational system open to the whole spectrum for everybody (regardless of the students' social strata), effective judicial system and law enforcement capability, respect for human rights, and freedom of religion should allow both social mobility and some stratification of society. These attributes should, then, bring the sustainable growth of societal prosperity and well-being, which is, after all, the ultimate goal of every society.

References
ISBN links support NWE through referral fees

  • Barone, Michael. Is Social Mobility on the Decline? 2005. Retrieved October 14, 2015.
  • Breen, Richard. National Patterns of Social Mobility 1970-1995: Divergence or Convergence? Retrieved October 14, 2015.
  • Gottschalk, Peter, and Timothy M. Smeeding. "Cross-National Comparisons of Earnings and Income Inequality." Journal of Economic Literature 35(2) (June, 1997): 633-687.
  • Jackson, Michelle, J. Goldthorpe and C. Mills. "Education, Employers and Class Mobility," in Research in Social Stratification and Mobility edited by Kevin Leicht. Elsevier, 2006.
  • Sorokin, P. Social and Cultural Mobility New York, NY: The Free Press, 1959. ISBN 0029302706


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